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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 13 of 13  ·  253 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 EMXC ISHARES INC 2,116.0 $216K 0.01% -4K -64.5% $102.30 -3.6%
242 FELC FIDELITY COVINGTON TRUST 5,109.0 $214K 0.01% -1K -21.4% $41.91 +4.2%
243 SFL SFL CORPORATION LTD Industrials 20,157.0 $206K 0.01% -2K -9.9% $10.20 +20.4%
244 CAVA CAVA GROUP INC Consumer Cyclical 2,565.0 $201K 0.01% -824.0 -24.3% $78.48 -14.4%
245 ITW ILLINOIS TOOL WKS INC Industrials 744.0 $201K 0.01% -190.0 -20.3% $270.53 +3.4%
246 FSEC FIDELITY MERRIMACK STR TR 4,589.0 $201K 0.01% -3K -42.9% $43.84 -0.6%
247 HEFA ISHARES TR 4,285.0 $201K 0.01% -4K -49.1% $46.92 +0.4%
248 BTZ BLACKROCK CR ALLOCATION Financial Services 14,048.0 $144K 0.01% -7K -33.9% $10.22 -0.7%
249 RIG TRANSOCEAN LTD Energy 27,019.0 $132K 0.01% -811.0 -2.9% $4.89 +14.8%
250 IHRT IHEARTMEDIA INC Communication Services 25,890.0 $111K 0.01% -23K -46.7% $4.29 -37.8%
251 ERC ALLSPRING MULTI SECTOR INCOM Financial Services 10,300.0 $95K 0.01% -3K -19.9% $9.21 +1.1%
252 ZVIA ZEVIA PBC Consumer Defensive 35,866.0 $58K 0.00% -775.0 -2.1% $1.63 -13.2%
253 ORGO ORGANOGENESIS HLDGS INC Healthcare 16,975.0 $41K 0.00% -3K -15.1% $2.43 -29.2%
Page 13 of 13  ·  253 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%