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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 2 of 13  ·  253 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 GDXJ VANECK ETF TRUST 91,586.0 $9.0M 0.45% -27K -22.7% $98.25 +35.2%
22 VB VANGUARD INDEX FDS 28,847.0 $8.7M 0.44% -5K -14.8% $303.12 +0.3%
23 VRT VERTIV HOLDINGS CO Industrials 25,241.0 $8.5M 0.42% -14K -35.1% $334.82 -21.2%
24 AMLP ALPS ETF TR 157,897.0 $8.2M 0.41% -2K -1.0% $51.85 +7.0%
25 SLYV SPDR SERIES TRUST 74,379.0 $8.1M 0.41% -17K -18.8% $109.11 +0.9%
26 GLW CORNING INC Technology 31,715.0 $8.1M 0.41% -41K -56.1% $255.43 -40.2%
27 VIG VANGUARD SPECIALIZED FUNDS 33,929.0 $8.0M 0.40% -2K -6.7% $236.62 +3.2%
28 SPYM SPDR SERIES TRUST 89,885.0 $7.9M 0.40% -73K -45.0% $87.88 +2.6%
29 CCJ CAMECO CORP Energy 69,113.0 $7.0M 0.35% -13K -15.9% $101.86 +5.4%
30 META META PLATFORMS INC Communication Services 12,235.0 $6.9M 0.34% -14K -53.0% $563.28 +2.3%
31 VBR VANGUARD INDEX FDS 28,057.0 $6.8M 0.34% -607.0 -2.1% $242.99 +2.5%
32 AMD ADVANCED MICRO DEVICES INC Technology 11,447.0 $6.6M 0.33% -5K -30.2% $580.91 -17.2%
33 IVW ISHARES TR 47,402.0 $6.5M 0.33% -8K -15.2% $137.53 +0.8%
34 JNJ JOHNSON & JOHNSON Healthcare 25,030.0 $6.4M 0.32% -4K -12.8% $253.97 +6.3%
35 RWK INVESCO EXCH TRADED FD TR II 39,343.0 $5.8M 0.29% -252.0 -0.6% $146.26 +1.9%
36 MTBA SIMPLIFY EXCHANGE TRADED FUN 116,616.0 $5.7M 0.29% -26K -18.3% $49.07 -1.0%
37 COMT ISHARES U S ETF TR 184,572.0 $5.6M 0.28% -14K -7.2% $30.37 +12.4%
38 MU MICRON TECHNOLOGY INC Technology 4,825.0 $5.6M 0.28% -10K -66.8% $1154.28 -18.7%
39 SPDW SPDR INDEX SHS FDS 104,526.0 $5.3M 0.26% -898.0 -0.8% $50.39 +3.4%
40 SBUX STARBUCKS CORP Consumer Cyclical 51,099.0 $5.2M 0.26% -9K -15.2% $102.19 +6.2%
Page 2 of 13  ·  253 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%