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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 5 of 13  ·  253 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 UNP UNION PAC CORP Industrials 7,364.0 $2.0M 0.10% -346.0 -4.5% $272.00 +12.8%
82 TMO THERMO FISHER SCIENTIFIC INC Healthcare 3,953.0 $2.0M 0.10% -443.0 -10.1% $501.39 +25.4%
83 DVY ISHARES TR 12,597.0 $2.0M 0.10% -828.0 -6.2% $156.30 +4.3%
84 XLI SELECT SECTOR SPDR TR 10,576.0 $2.0M 0.10% -13K -55.6% $185.24 -3.7%
85 ARKF ARK ETF TR 48,242.0 $1.9M 0.10% -4K -8.2% $39.46 +19.2%
86 ARKK ARK ETF TR 23,244.0 $1.9M 0.09% -1K -6.0% $80.82 +7.7%
87 GS GOLDMAN SACHS GROUP INC Financial Services 1,781.0 $1.8M 0.09% -5K -73.9% $1011.58 +2.8%
88 VZ VERIZON COMMUNICATIONS INC Communication Services 42,258.0 $1.8M 0.09% -3K -7.2% $42.34 +16.8%
89 DISV DIMENSIONAL ETF TRUST 44,061.0 $1.8M 0.09% -8K -14.6% $40.13 +11.2%
90 T AT&T INC Communication Services 82,802.0 $1.7M 0.09% -34K -29.3% $20.70 +22.7%
91 LQD ISHARES TR 15,607.0 $1.7M 0.09% -1K -8.2% $109.07 -2.2%
92 HYG ISHARES TR 21,102.0 $1.7M 0.08% -1K -4.7% $79.97 -0.1%
93 SCHZ SCHWAB STRATEGIC TR 72,136.0 $1.7M 0.08% -30K -29.7% $23.13 -1.1%
94 GILD GILEAD SCIENCES INC Healthcare 13,024.0 $1.6M 0.08% -1K -8.1% $126.34 +16.2%
95 BTI BRITISH AMERN TOB PLC Consumer Defensive 26,544.0 $1.6M 0.08% -1K -4.0% $61.76 -8.3%
96 VOE VANGUARD INDEX FDS 8,138.0 $1.6M 0.08% -1K -13.1% $197.60 +5.2%
97 CMI CUMMINS INC Industrials 2,220.0 $1.6M 0.08% -95.0 -4.1% $713.18 -20.3%
98 XLC SELECT SECTOR SPDR TR 14,298.0 $1.5M 0.08% -20K -58.0% $107.13 +4.6%
99 DFSI DIMENSIONAL ETF TRUST 33,493.0 $1.5M 0.08% -2K -5.5% $45.10 +5.5%
100 PH PARKER-HANNIFIN CORP Industrials 1,533.0 $1.5M 0.07% -103.0 -6.3% $978.16 +3.9%
Page 5 of 13  ·  253 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%