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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 6 of 13  ·  253 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 BERKSHIRE HATHAWAY INC DEL 2.0 $1.5M 0.07% -4.0 -66.7% $748850.00
102 HFWA HERITAGE FINL CORP WASH Financial Services 49,474.0 $1.5M 0.07% -4K -7.5% $29.62 -4.4%
103 PHYS SPROTT ASSET MANAGEMENT LP Financial Services 46,959.0 $1.4M 0.07% -23K -33.0% $30.17 +15.0%
104 IJJ ISHARES TR 9,391.0 $1.4M 0.07% -411.0 -4.2% $147.73 -0.1%
105 KYN KAYNE ANDERSON ENERGY INFRST Financial Services 95,617.0 $1.3M 0.07% -44K -31.6% $13.83 +7.1%
106 VOX VANGUARD WORLD FD 7,072.0 $1.3M 0.07% -296.0 -4.0% $183.96 +1.8%
107 BAI BLACKROCK ETF TRUST 24,548.0 $1.3M 0.07% -3K -10.4% $52.72 -14.6%
108 HYD VANECK ETF TRUST 25,110.0 $1.3M 0.07% -546.0 -2.1% $51.51 -2.5%
109 SCHV SCHWAB STRATEGIC TR 35,355.0 $1.2M 0.06% -1K -3.8% $34.81 -0.3%
110 PBW INVESCO EXCHANGE TRADED FD T 29,707.0 $1.2M 0.06% -1K -4.1% $39.01 -16.1%
111 LOW LOWES COS INC Consumer Cyclical 5,114.0 $1.1M 0.06% -533.0 -9.4% $220.49 -6.6%
112 QCLN FIRST TR EXCHANGE-TRADED FD 18,220.0 $1.1M 0.06% -1K -5.6% $61.32 -18.0%
113 IWR ISHARES TR 10,093.0 $1.1M 0.06% -2K -16.3% $110.32 +2.5%
114 SPEM SPDR INDEX SHS FDS 21,502.0 $1.1M 0.06% -13K -38.1% $51.78 +1.9%
115 USFR WISDOMTREE TR 20,624.0 $1.0M 0.05% -41K -66.5% $50.35 -0.0%
116 SO SOUTHERN CO Utilities 10,766.0 $1.0M 0.05% -350.0 -3.1% $95.71 -7.6%
117 GBTC GRAYSCALE BITCOIN TRUST ETF Financial Services 22,520.0 $1.0M 0.05% -233.0 -1.0% $45.52 +35.1%
118 IUSV ISHARES TR 8,689.0 $957K 0.05% -3K -24.6% $110.15 +3.9%
119 COIN COINBASE GLOBAL INC Financial Services 6,543.0 $957K 0.05% -12K -65.6% $146.19 +28.5%
120 NTRA NATERA INC Healthcare 3,466.0 $941K 0.05% -6K -64.2% $271.45 +24.9%
Page 6 of 13  ·  253 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%