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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 7 of 13  ·  253 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 MO ALTRIA GROUP INC Consumer Defensive 12,675.0 $912K 0.05% -2K -14.0% $71.95 -6.0%
122 DFSE DIMENSIONAL ETF TRUST 18,260.0 $893K 0.04% -809.0 -4.2% $48.88 +1.0%
123 IBHF ISHARES TR 38,638.0 $875K 0.04% -20K -34.5% $22.65 -0.5%
124 SDY SPDR SERIES TRUST 5,724.0 $871K 0.04% -91.0 -1.6% $152.17 +3.5%
125 FMDE FIDELITY COVINGTON TRUST 21,218.0 $861K 0.04% -248.0 -1.2% $40.58 +4.6%
126 SPMO INVESCO EXCH TRADED FD TR II 5,139.0 $830K 0.04% -1K -19.2% $161.55 -8.0%
127 EFV ISHARES TR 10,602.0 $812K 0.04% -27K -71.8% $76.55 +6.8%
128 MBB ISHARES TR 8,580.0 $811K 0.04% -2K -16.3% $94.52 -1.1%
129 CDNS CADENCE DESIGN SYSTEM INC Technology 2,127.0 $798K 0.04% -2K -53.0% $375.36 -7.4%
130 SHEL SHELL PLC Energy 10,266.0 $796K 0.04% -387.0 -3.6% $77.54 +17.0%
131 IAGG ISHARES TR 15,655.0 $792K 0.04% -10K -37.9% $50.60 -1.6%
132 EPD ENTERPRISE PRODS PARTNERS L 21,402.0 $787K 0.04% -2K -8.1% $36.76
133 DIS DISNEY WALT CO Communication Services 8,094.0 $779K 0.04% -2K -21.4% $96.25 +11.0%
134 PM PHILIP MORRIS INTL INC Consumer Defensive 4,261.0 $771K 0.04% -925.0 -17.8% $180.91 +5.3%
135 IFLN INVESCO EXCH TRADED FD TR II 40,810.0 $746K 0.04% -468.0 -1.1% $18.29 -0.4%
136 DFIV DIMENSIONAL ETF TRUST 13,623.0 $736K 0.04% -3K -16.7% $54.02 +7.4%
137 PGR PROGRESSIVE CORP Financial Services 3,335.0 $729K 0.04% -59.0 -1.7% $218.46 -0.4%
138 MDYG SPDR SERIES TRUST 6,491.0 $728K 0.04% -2K -19.1% $112.10 -1.6%
139 MS MORGAN STANLEY Financial Services 3,386.0 $708K 0.04% -32.0 -0.9% $209.03 +2.8%
140 COP CONOCOPHILLIPS Energy 6,759.0 $703K 0.04% -192.0 -2.8% $103.96 +24.6%
Page 7 of 13  ·  253 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%