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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 8 of 13  ·  253 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 SNOW SNOWFLAKE INC Technology 2,625.0 $668K 0.03% -6K -68.9% $254.47 +29.6%
142 MMM 3M CO Industrials 4,020.0 $651K 0.03% -185.0 -4.4% $161.92 +10.4%
143 BMO BANK MONTREAL MEDIUM Financial Services 3,670.0 $648K 0.03% -109.0 -2.9% $176.70 -2.4%
144 EWJ ISHARES INC 6,905.0 $644K 0.03% -819.0 -10.6% $93.27 +2.6%
145 RING ISHARES INC 9,878.0 $638K 0.03% -2K -14.8% $64.60 +40.7%
146 IYR ISHARES TR 6,202.0 $634K 0.03% -714.0 -10.3% $102.25 +1.7%
147 DE DEERE & CO Industrials 985.0 $625K 0.03% -138.0 -12.3% $634.40 -2.0%
148 AXP AMERICAN EXPRESS CO Financial Services 1,843.0 $624K 0.03% -86.0 -4.5% $338.34 -1.6%
149 FAD FIRST TR EXCHANGE-TRADED ALP 3,074.0 $615K 0.03% -784.0 -20.3% $200.00 -5.5%
150 EWZ ISHARES INC 17,328.0 $598K 0.03% -685.0 -3.8% $34.50 +3.6%
151 VCSH VANGUARD SCOTTSDALE FDS 7,308.0 $578K 0.03% -3K -27.0% $79.03 -0.4%
152 VFQY VANGUARD WELLINGTON FD 3,349.0 $570K 0.03% -9K -72.7% $170.30 +4.5%
153 SHYG ISHARES TR 13,333.0 $565K 0.03% -87.0 -0.7% $42.41 -0.2%
154 TRGP TARGA RES CORP Energy 2,102.0 $564K 0.03% -83.0 -3.8% $268.15 +8.7%
155 SCHX SCHWAB STRATEGIC TR 19,035.0 $560K 0.03% -680.0 -3.5% $29.43 +3.3%
156 CMCSA COMCAST CORP NEW Communication Services 22,659.0 $556K 0.03% -2K -8.8% $24.55 +8.2%
157 IVLU ISHARES TR 13,235.0 $553K 0.03% -11K -44.5% $41.82 +5.7%
158 GLTR ABRDN PRECIOUS METALS BASKET Financial Services 3,027.0 $548K 0.03% -421.0 -12.2% $181.12 +15.8%
159 RITM RITHM CAPITAL CORP Real Estate 58,258.0 $547K 0.03% -19K -24.5% $9.39 +7.1%
160 CRM SALESFORCE INC Technology 3,491.0 $547K 0.03% -72.0 -2.0% $156.66 +62.1%
Page 8 of 13  ·  253 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%