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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 12 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 GS GOLDMAN SACHS GROUP INC Financial Services 1,781.0 $1.8M 0.09% -5K -73.9% $1011.58 +2.9%
222 XLE SELECT SECTOR SPDR TR 33,873.0 $1.8M 0.09% +15K +80.7% $53.11 +17.3%
223 VZ VERIZON COMMUNICATIONS INC Communication Services 42,258.0 $1.8M 0.09% -3K -7.2% $42.34 +16.7%
224 AVDV AMERICAN CENTY ETF TR 17,182.0 $1.8M 0.09% +9K +123.2% $103.05 +9.8%
225 DISV DIMENSIONAL ETF TRUST 44,061.0 $1.8M 0.09% -8K -14.6% $40.13 +11.7%
226 MGK VANGUARD WORLD FD 20,081.0 $1.8M 0.09% +13K +178.2% $87.91 +2.9%
227 IUSB ISHARES TR 37,547.0 $1.7M 0.09% +6K +20.4% $46.15 -1.1%
228 T AT&T INC Communication Services 82,802.0 $1.7M 0.09% -34K -29.3% $20.70 +22.9%
229 QUS SPDR SERIES TRUST 9,169.0 $1.7M 0.09% +6K +220.3% $186.86 +4.6%
230 LQD ISHARES TR 15,607.0 $1.7M 0.09% -1K -8.2% $109.07 -2.1%
231 HYG ISHARES TR 21,102.0 $1.7M 0.08% -1K -4.7% $79.97 -0.1%
232 SCHZ SCHWAB STRATEGIC TR 72,136.0 $1.7M 0.08% -30K -29.7% $23.13 -1.2%
233 CGDV CAPITAL GROUP DIVIDEND VALUE 33,748.0 $1.7M 0.08% +3K +8.9% $49.28 +2.4%
234 GOVT ISHARES TR 72,644.0 $1.7M 0.08% +45K +158.8% $22.78 -1.1%
235 TLT ISHARES TR 19,123.0 $1.7M 0.08% +12K +167.6% $86.42 -3.8%
236 GILD GILEAD SCIENCES INC Healthcare 13,024.0 $1.6M 0.08% -1K -8.1% $126.34 +17.8%
237 BTI BRITISH AMERN TOB PLC Consumer Defensive 26,544.0 $1.6M 0.08% -1K -4.0% $61.76 -8.9%
238 TMUS T-MOBILE US INC Communication Services 9,765.0 $1.6M 0.08% +8K +356.5% $167.72 +6.0%
239 EMR EMERSON ELEC CO Industrials 11,317.0 $1.6M 0.08% +1K +15.2% $143.15 +10.2%
240 MRVL MARVELL TECHNOLOGY INC Technology 5,403.0 $1.6M 0.08% NEW $297.92 -19.0%
Page 12 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%