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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 13 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 VOE VANGUARD INDEX FDS 8,138.0 $1.6M 0.08% -1K -13.1% $197.60 +5.4%
242 JNK SPDR SERIES TRUST 16,675.0 $1.6M 0.08% +2K +14.9% $96.37 -0.2%
243 PEP PEPSICO INC Consumer Defensive 11,843.0 $1.6M 0.08% +1K +13.3% $135.40 +3.2%
244 BLOCK INC 20,968.0 $1.6M 0.08% +5K +34.5% $76.00
245 CMI CUMMINS INC Industrials 2,220.0 $1.6M 0.08% -95.0 -4.1% $713.18 -19.5%
246 XLC SELECT SECTOR SPDR TR 14,298.0 $1.5M 0.08% -20K -58.0% $107.13 +4.0%
247 EEM ISHARES TR 22,267.0 $1.5M 0.08% +637.0 +2.9% $68.41 -1.2%
248 SCHA SCHWAB STRATEGIC TR 41,835.0 $1.5M 0.08% +4K +11.2% $36.13 -3.8%
249 DFSI DIMENSIONAL ETF TRUST 33,493.0 $1.5M 0.08% -2K -5.5% $45.10 +5.2%
250 PH PARKER-HANNIFIN CORP Industrials 1,533.0 $1.5M 0.07% -103.0 -6.3% $978.16 +3.4%
251 BERKSHIRE HATHAWAY INC DEL 2.0 $1.5M 0.07% -4.0 -66.7% $748850.00
252 MCD MCDONALDS CORP Consumer Cyclical 5,528.0 $1.5M 0.07% +519.0 +10.4% $270.30 -3.8%
253 SOLS SOLSTICE ADVANCED MATLS INC Basic Materials 16,821.0 $1.5M 0.07% NEW $88.60 -36.4%
254 HFWA HERITAGE FINL CORP WASH Financial Services 49,474.0 $1.5M 0.07% -4K -7.5% $29.62 -3.2%
255 VGIT VANGUARD SCOTTSDALE FDS 24,614.0 $1.5M 0.07% +394.0 +1.6% $58.98 -0.9%
256 C CITIGROUP INC Financial Services 10,364.0 $1.5M 0.07% +1K +11.8% $139.97 -5.2%
257 SUB ISHARES TR 13,486.0 $1.4M 0.07% +931.0 +7.4% $106.47 -0.1%
258 PHYS SPROTT ASSET MANAGEMENT LP Financial Services 46,959.0 $1.4M 0.07% -23K -33.0% $30.17 +16.0%
259 PAVE GLOBAL X FDS 23,852.0 $1.4M 0.07% NEW $58.92 -4.9%
260 FYT FIRST TR EXCHANGE-TRADED ALP 20,098.0 $1.4M 0.07% NEW $69.81 +3.1%
Page 13 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%