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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 15 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 STIP ISHARES TR 12,731.0 $1.3M 0.07% +3K +33.4% $102.16 -1.2%
282 BX BLACKSTONE INC Financial Services 11,041.0 $1.3M 0.07% +3K +43.5% $117.67 +22.1%
283 FUTY FIDELITY COVINGTON TRUST 22,207.0 $1.3M 0.07% $58.42 -4.6%
284 LMT LOCKHEED MARTIN CORP Industrials 2,543.0 $1.3M 0.07% +1K +95.0% $509.55 +11.1%
285 BAI BLACKROCK ETF TRUST 24,548.0 $1.3M 0.07% -3K -10.4% $52.72 -14.3%
286 HYD VANECK ETF TRUST 25,110.0 $1.3M 0.07% -546.0 -2.1% $51.51 -2.6%
287 LIN LINDE PLC Basic Materials 2,481.0 $1.3M 0.06% +1K +147.6% $518.84 -6.5%
288 SPG SIMON PPTY GROUP INC NEW Real Estate 5,662.0 $1.3M 0.06% NEW $223.67 -3.9%
289 FSLR FIRST SOLAR INC Energy 5,344.0 $1.3M 0.06% NEW $235.96 -11.0%
290 AMAL AMALGAMATED FINANCIAL CORP Financial Services 27,204.0 $1.2M 0.06% NEW $45.90 +5.9%
291 PFE PFIZER INC Healthcare 51,769.0 $1.2M 0.06% +8K +18.6% $24.08 +16.4%
292 NVO NOVO-NORDISK A S Healthcare 25,916.0 $1.2M 0.06% NEW $47.94 -3.5%
293 NYT NEW YORK TIMES CO MTN BE Communication Services 17,667.0 $1.2M 0.06% NEW $69.98 -2.7%
294 UNILEVER PLC 20,558.0 $1.2M 0.06% NEW $60.12
295 SCHV SCHWAB STRATEGIC TR 35,355.0 $1.2M 0.06% -1K -3.8% $34.81 -0.1%
296 SPHQ INVESCO EXCHANGE TRADED FD T 13,650.0 $1.2M 0.06% +3K +30.4% $90.10 -4.4%
297 NET CLOUDFLARE INC Technology 5,005.0 $1.2M 0.06% NEW $245.28 +25.7%
298 SCHP SCHWAB STRATEGIC TR 46,203.0 $1.2M 0.06% +7K +17.3% $26.50 -1.7%
299 KMB KIMBERLY-CLARK CORP Consumer Defensive 11,014.0 $1.2M 0.06% +5K +75.4% $109.77 +0.2%
300 IHDG WISDOMTREE TR 23,058.0 $1.2M 0.06% +5K +26.7% $52.38 +1.9%
Page 15 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%