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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 16 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 SPIB SPDR SERIES TRUST 36,083.0 $1.2M 0.06% +2K +5.4% $33.46 -0.8%
302 PFFD GLOBAL X FDS 64,344.0 $1.2M 0.06% +13K +26.3% $18.69 -1.1%
303 INGERSOLL RAND INC 14,600.0 $1.2M 0.06% NEW $81.99
304 DUK DUKE ENERGY CORP NEW Utilities 9,359.0 $1.2M 0.06% +4K +77.8% $126.58 -4.5%
305 XLU SELECT SECTOR SPDR TR 26,000.0 $1.2M 0.06% +10K +63.1% $45.34 -4.8%
306 PBW INVESCO EXCHANGE TRADED FD T 29,707.0 $1.2M 0.06% -1K -4.1% $39.01 -15.8%
307 BUFR FIRST TR EXCHNG TRADED FD VI 31,596.0 $1.2M 0.06% +5K +16.8% $36.53 +2.6%
308 ATR APTARGROUP INC Healthcare 9,167.0 $1.1M 0.06% NEW $125.20 +6.1%
309 O REALTY INCOME CORP Real Estate 18,228.0 $1.1M 0.06% +430.0 +2.4% $61.96 -0.3%
310 LOW LOWES COS INC Consumer Cyclical 5,114.0 $1.1M 0.06% -533.0 -9.4% $220.49 -6.2%
311 NEM NEWMONT CORP Basic Materials 12,052.0 $1.1M 0.06% +5K +61.9% $93.40 +41.6%
312 QCLN FIRST TR EXCHANGE-TRADED FD 18,220.0 $1.1M 0.06% -1K -5.6% $61.32 -17.6%
313 IWR ISHARES TR 10,093.0 $1.1M 0.06% -2K -16.3% $110.32 +2.7%
314 SPEM SPDR INDEX SHS FDS 21,502.0 $1.1M 0.06% -13K -38.1% $51.78 +2.1%
315 ILMN ILLUMINA INC Healthcare 6,161.0 $1.1M 0.05% +1K +19.6% $175.83 +29.5%
316 IWB ISHARES TR 2,625.0 $1.1M 0.05% +2K +231.0% $409.45 +3.2%
317 BLACKROCK ETF TRUST 28,947.0 $1.1M 0.05% NEW $36.60
318 DBA INVESCO DB MULTI-SECTOR COMM Financial Services 39,500.0 $1.1M 0.05% NEW $26.67 +8.1%
319 TAN INVESCO EXCH TRADED FD TR II 17,761.0 $1.1M 0.05% +933.0 +5.5% $59.15 -15.9%
320 REGN REGENERON PHARMACEUTICALS Healthcare 1,680.0 $1.0M 0.05% +87.0 +5.5% $623.54 +29.5%
Page 16 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%