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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 17 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 FLEX FLEX LTD Technology 6,460.0 $1.0M 0.05% NEW $162.07 -28.9%
322 USFR WISDOMTREE TR 20,624.0 $1.0M 0.05% -41K -66.5% $50.35 -0.0%
323 SO SOUTHERN CO Utilities 10,766.0 $1.0M 0.05% -350.0 -3.1% $95.71 -7.0%
324 VCIT VANGUARD SCOTTSDALE FDS 12,431.0 $1.0M 0.05% +155.0 +1.3% $82.65 -1.5%
325 VGLT VANGUARD SCOTTSDALE FDS 18,605.0 $1.0M 0.05% +8K +78.0% $55.18 -3.3%
326 VLTO VERALTO CORP Industrials 11,573.0 $1.0M 0.05% +9K +293.4% $88.68 +10.9%
327 GBTC GRAYSCALE BITCOIN TRUST ETF Financial Services 22,520.0 $1.0M 0.05% -233.0 -1.0% $45.52 +35.9%
328 MDY STATE STR SPDR S&P MIDCAP 40 Financial Services 1,445.0 $1.0M 0.05% +341.0 +30.9% $703.53 -0.7%
329 FDL FIRST TR EXCHANGE-TRADED FD 20,700.0 $1.0M 0.05% +242.0 +1.2% $48.66 +8.8%
330 SWK STANLEY BLACK & DECKER INC Industrials 10,676.0 $1.0M 0.05% NEW $94.12 +5.4%
331 PACER FDS TR 34,043.0 $1.0M 0.05% NEW $29.41
332 SPSM SPDR SERIES TRUST 17,069.0 $984K 0.05% +4K +33.8% $57.67 -1.1%
333 NUE NUCOR CORP Basic Materials 4,320.0 $962K 0.05% +3K +162.9% $222.73 +13.3%
334 IUSV ISHARES TR 8,689.0 $957K 0.05% -3K -24.6% $110.15 +4.2%
335 COIN COINBASE GLOBAL INC Financial Services 6,543.0 $957K 0.05% -12K -65.6% $146.19 +30.5%
336 SLG SL GREEN RLTY CORP Real Estate 18,270.0 $946K 0.05% NEW $51.77 +11.7%
337 NTRA NATERA INC Healthcare 3,466.0 $941K 0.05% -6K -64.2% $271.45 +24.8%
338 EIX EDISON INTL Utilities 12,425.0 $925K 0.05% +7K +121.6% $74.45 -1.0%
339 RDVY FIRST TR EXCHANGE TRADED FD 11,308.0 $917K 0.05% +4K +47.5% $81.06 +1.7%
340 MO ALTRIA GROUP INC Consumer Defensive 12,675.0 $912K 0.05% -2K -14.0% $71.95 -6.0%
Page 17 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%