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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 18 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 DFSE DIMENSIONAL ETF TRUST 18,260.0 $893K 0.04% -809.0 -4.2% $48.88 +1.0%
342 NFLX NETFLIX INC. Communication Services 12,433.0 $888K 0.04% +7K +119.5% $71.40 +11.8%
343 CTA SIMPLIFY EXCHANGE TRADED FUN 33,830.0 $878K 0.04% +2K +4.8% $25.94 +5.9%
344 CSX CSX CORP Industrials 18,445.0 $877K 0.04% +788.0 +4.5% $47.53 +8.4%
345 IBHF ISHARES TR 38,638.0 $875K 0.04% -20K -34.5% $22.65 -0.5%
346 SDY SPDR SERIES TRUST 5,724.0 $871K 0.04% -91.0 -1.6% $152.17 +3.5%
347 NEE NEXTERA ENERGY INC Utilities 9,914.0 $870K 0.04% +2K +30.6% $87.77 -4.9%
348 FMDE FIDELITY COVINGTON TRUST 21,218.0 $861K 0.04% -248.0 -1.2% $40.58 +4.6%
349 ARTY ISHARES TR 11,227.0 $855K 0.04% NEW $76.16 -0.6%
350 HASI HA SUSTAINABLE INFRA CAP INC Financial Services 21,841.0 $853K 0.04% +2K +11.9% $39.05 +3.1%
351 DFSD DIMENSIONAL ETF TRUST 17,625.0 $842K 0.04% +1K +7.0% $47.75 -0.8%
352 MLPA GLOBAL X FDS 15,796.0 $838K 0.04% +11K +234.7% $53.08 +7.3%
353 ITA ISHARES TR 3,458.0 $838K 0.04% +2K +166.8% $242.43 -3.4%
354 SPMO INVESCO EXCH TRADED FD TR II 5,139.0 $830K 0.04% -1K -19.2% $161.55 -8.0%
355 IJT ISHARES TR 4,586.0 $819K 0.04% +73.0 +1.6% $178.59 -3.0%
356 CGUS CAPITAL GROUP CORE EQUITY ET 18,342.0 $816K 0.04% +5K +40.8% $44.48 +2.2%
357 DFSV DIMENSIONAL ETF TRUST 20,986.0 $814K 0.04% +7K +55.5% $38.79 +3.3%
358 EFV ISHARES TR 10,602.0 $812K 0.04% -27K -71.8% $76.55 +6.8%
359 MBB ISHARES TR 8,580.0 $811K 0.04% -2K -16.3% $94.52 -1.1%
360 ET ENERGY TRANSFER L P Energy 41,856.0 $800K 0.04% +10K +30.8% $19.12 +11.8%
Page 18 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%