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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 19 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
361 SPACE EXPLORATION TECHN CORP 4,673.0 $798K 0.04% NEW $170.86
362 CDNS CADENCE DESIGN SYSTEM INC Technology 2,127.0 $798K 0.04% -2K -53.0% $375.36 -7.4%
363 IEF ISHARES TR 8,433.0 $797K 0.04% +5K +139.5% $94.57 -1.4%
364 SHEL SHELL PLC Energy 10,266.0 $796K 0.04% -387.0 -3.6% $77.54 +17.0%
365 GSK GSK PLC Healthcare 15,159.0 $795K 0.04% +2K +19.6% $52.42 -4.1%
366 IAGG ISHARES TR 15,655.0 $792K 0.04% -10K -37.9% $50.60 -1.6%
367 EPD ENTERPRISE PRODS PARTNERS L 21,402.0 $787K 0.04% -2K -8.1% $36.76
368 DIS DISNEY WALT CO Communication Services 8,094.0 $779K 0.04% -2K -21.4% $96.25 +11.0%
369 KRE SPDR SERIES TRUST 10,405.0 $779K 0.04% NEW $74.85 -0.7%
370 APH AMPHENOL CORP Technology 4,374.0 $771K 0.04% +263.0 +6.4% $176.34 -8.5%
371 PM PHILIP MORRIS INTL INC Consumer Defensive 4,261.0 $771K 0.04% -925.0 -17.8% $180.91 +5.3%
372 EAGG ISHARES TR 16,173.0 $767K 0.04% NEW $47.41 -1.2%
373 U UNITY SOFTWARE INC Technology 26,771.0 $765K 0.04% $28.58 +52.2%
374 DGS WISDOMTREE TR 11,576.0 $749K 0.04% +2K +15.3% $64.71 -0.2%
375 IFLN INVESCO EXCH TRADED FD TR II 40,810.0 $746K 0.04% -468.0 -1.1% $18.29 -0.4%
376 SPHY SPDR SERIES TRUST 31,788.0 $745K 0.04% +5K +19.3% $23.44 -0.3%
377 TXN TEXAS INSTRS INC Technology 2,485.0 $741K 0.04% +341.0 +15.9% $298.07 -10.6%
378 DFIV DIMENSIONAL ETF TRUST 13,623.0 $736K 0.04% -3K -16.7% $54.02 +7.4%
379 OXY OCCIDENTAL PETE CORP Energy 15,085.0 $733K 0.04% +843.0 +5.9% $48.57 +21.8%
380 PGR PROGRESSIVE CORP Financial Services 3,335.0 $729K 0.04% -59.0 -1.7% $218.46 -0.4%
Page 19 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%