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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 2 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 VEA VANGUARD TAX-MANAGED FDS 228,862.0 $16.3M 0.81% -17K -6.7% $71.25 +3.1%
22 SPY STATE STR SPDR S&P 500 ETF T Financial Services 21,281.0 $15.9M 0.79% +4K +26.5% $746.78 +2.6%
23 BND VANGUARD BD INDEX FDS 212,984.0 $15.6M 0.78% -4K -1.8% $73.41 -1.1%
24 AGG ISHARES TR 155,802.0 $15.4M 0.77% +25K +19.6% $98.98 -1.1%
25 BIV VANGUARD BD INDEX FDS 190,646.0 $14.6M 0.73% +58K +43.8% $76.70 -1.2%
26 SMH VANECK ETF TRUST 21,500.0 $14.1M 0.70% -4K -16.8% $655.90 -15.3%
27 VYM VANGUARD WHITEHALL FDS 85,738.0 $13.5M 0.68% -5K -5.3% $158.03 +4.4%
28 VTI VANGUARD INDEX FDS 35,025.0 $13.0M 0.65% +4K +12.8% $370.04 +2.2%
29 GLD SPDR GOLD TR Financial Services 34,546.0 $12.7M 0.64% -9K -19.9% $368.38 +14.4%
30 TSM TAIWAN SEMICONDUCTOR MANUFAC Technology 26,622.0 $12.7M 0.64% -565.0 -2.1% $477.57 -12.5%
31 IWD ISHARES TR 51,908.0 $12.6M 0.63% +5K +9.8% $242.43 +6.6%
32 GEV GE VERNOVA INC Utilities 10,283.0 $12.1M 0.60% -474.0 -4.4% $1174.90 -18.9%
33 BNDX VANGUARD CHARLOTTE FDS 247,762.0 $12.0M 0.60% +21K +9.1% $48.43 -1.3%
34 VNQ VANGUARD INDEX FDS 123,491.0 $11.9M 0.59% -4K -3.2% $96.43 +2.3%
35 PG PROCTER & GAMBLE CO Consumer Defensive 77,827.0 $11.4M 0.57% +47K +152.5% $146.64 -1.1%
36 XLK SELECT SECTOR SPDR TR 57,859.0 $11.0M 0.55% +6K +12.1% $190.52 -4.0%
37 IJH ISHARES TR 138,603.0 $10.7M 0.53% +22K +19.1% $77.11 -0.6%
38 VOO VANGUARD INDEX FDS 15,471.0 $10.6M 0.53% +1K +8.8% $686.82 +2.5%
39 VV VANGUARD INDEX FDS 29,272.0 $10.1M 0.50% -821.0 -2.7% $343.91 +2.6%
40 DFSU DIMENSIONAL ETF TRUST 210,940.0 $9.8M 0.49% -4K -1.9% $46.63 +3.6%
Page 2 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%