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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 21 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
401 IYR ISHARES TR 6,202.0 $634K 0.03% -714.0 -10.3% $102.25 +1.5%
402 XAR SPDR SERIES TRUST 2,214.0 $628K 0.03% +1K +141.2% $283.79 -6.3%
403 DE DEERE & CO Industrials 985.0 $625K 0.03% -138.0 -12.3% $634.40 -1.9%
404 AXP AMERICAN EXPRESS CO Financial Services 1,843.0 $624K 0.03% -86.0 -4.5% $338.34 -1.2%
405 FAD FIRST TR EXCHANGE-TRADED ALP 3,074.0 $615K 0.03% -784.0 -20.3% $200.00 -5.5%
406 IALT BLACKROCK ETF TRUST 21,817.0 $612K 0.03% NEW $28.05 +3.6%
407 HGER HARBOR ETF TRUST 20,832.0 $611K 0.03% NEW $29.34 +18.8%
408 TFLO ISHARES TR 12,066.0 $611K 0.03% +6K +86.7% $50.63 -0.0%
409 ARKW ARK ETF TR 4,168.0 $604K 0.03% +63.0 +1.5% $144.86 +9.4%
410 EWZ ISHARES INC 17,328.0 $598K 0.03% -685.0 -3.8% $34.50 +3.7%
411 IBIT ISHARES BITCOIN TRUST ETF Financial Services 17,856.0 $594K 0.03% +4K +28.8% $33.29 +36.0%
412 PTY PIMCO CORPORATE & INCOME OPP Financial Services 48,393.0 $582K 0.03% +7K +18.1% $12.03 -2.1%
413 NOC NORTHROP GRUMMAN CORP Industrials 1,138.0 $580K 0.03% +250.0 +28.1% $509.52 +7.0%
414 VCSH VANGUARD SCOTTSDALE FDS 7,308.0 $578K 0.03% -3K -27.0% $79.03 -0.4%
415 VFQY VANGUARD WELLINGTON FD 3,349.0 $570K 0.03% -9K -72.7% $170.30 +4.6%
416 SHYG ISHARES TR 13,333.0 $565K 0.03% -87.0 -0.7% $42.41 -0.2%
417 SUSA ISHARES TR 3,662.0 $565K 0.03% NEW $154.30 +3.5%
418 TRGP TARGA RES CORP Energy 2,102.0 $564K 0.03% -83.0 -3.8% $268.15 +7.8%
419 AKRE PROFESIONALLY MANAGED PORTFO 10,543.0 $561K 0.03% NEW $53.19 +15.3%
420 SCHX SCHWAB STRATEGIC TR 19,035.0 $560K 0.03% -680.0 -3.5% $29.43 +3.3%
Page 21 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%