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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 23 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
441 WFC WELLS FARGO & CO Financial Services 6,376.0 $527K 0.03% -437.0 -6.4% $82.64 +2.8%
442 GD GENERAL DYNAMICS CORP Industrials 1,478.0 $524K 0.03% -69.0 -4.5% $354.34 +7.3%
443 ADM ARCHER DANIELS MIDLAND CO Consumer Defensive 6,833.0 $522K 0.03% +4K +112.0% $76.40 +3.5%
444 CIEN CIENA CORP Technology 1,064.0 $522K 0.03% -1K -57.5% $490.57 -18.5%
445 TRV TRAVELERS COMPANIES INC Financial Services 1,576.0 $520K 0.03% -143.0 -8.3% $330.14 +11.9%
446 PSX PHILLIPS 66 Energy 3,047.0 $515K 0.03% -43.0 -1.4% $169.07 +41.8%
447 VHT VANGUARD WORLD FD 1,699.0 $508K 0.03% +211.0 +14.2% $299.09 +8.0%
448 THRO BLACKROCK ETF TRUST 11,723.0 $505K 0.03% -23K -66.1% $43.11 +2.0%
449 IWO ISHARES TR 1,279.0 $504K 0.03% +291.0 +29.4% $393.88 -1.8%
450 VPL VANGUARD INTL EQUITY INDEX F 4,318.0 $500K 0.03% -357.0 -7.6% $115.68 +0.1%
451 SHLD GLOBAL X FDS 8,338.0 $498K 0.03% -432.0 -4.9% $59.71 +12.0%
452 TER TERADYNE INC Technology 1,027.0 $497K 0.03% NEW $483.84 -23.1%
453 D DOMINION ENERGY INC Utilities 7,260.0 $496K 0.03% -6K -45.9% $68.29 -2.6%
454 SCHB SCHWAB STRATEGIC TR 17,048.0 $494K 0.03% -4K -19.4% $28.96 +2.9%
455 SCZ ISHARES TR 5,996.0 $493K 0.03% -482.0 -7.4% $82.27 +6.3%
456 DFGR DIMENSIONAL ETF TRUST 16,757.0 $485K 0.02% +2K +11.0% $28.97 +1.1%
457 B BARRICK MNG CORP Basic Materials 13,129.0 $482K 0.02% -7K -35.0% $36.73 +28.8%
458 SCHH SCHWAB STRATEGIC TR 20,343.0 $482K 0.02% +587.0 +3.0% $23.68 +0.7%
459 TTEK TETRA TECH INC NEW Industrials 16,553.0 $478K 0.02% +92.0 +0.6% $28.89 +26.8%
460 CGMU CAPITAL GRP FIXED INCM ETF T 17,328.0 $476K 0.02% -819.0 -4.5% $27.47 -1.5%
Page 23 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%