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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 25 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
481 DPG DUFF & PHELPS UTLITY AND INF Financial Services 28,678.0 $426K 0.02% +2K +6.2% $14.84 -1.1%
482 IWS ISHARES TR 2,574.0 $424K 0.02% -284.0 -9.9% $164.63 +4.4%
483 ANET ARISTA NETWORKS INC Technology 2,472.0 $420K 0.02% -16K -87.0% $169.88 +18.4%
484 SGOL ETFS GOLD TR Financial Services 10,879.0 $416K 0.02% -4K -25.6% $38.23 +14.8%
485 ECL ECOLAB INC Basic Materials 1,487.0 $414K 0.02% +543.0 +57.5% $278.63 +2.6%
486 DFAT DIMENSIONAL ETF TRUST 5,852.0 $409K 0.02% NEW $69.90 +2.1%
487 SPGI S&P GLOBAL INC Financial Services 1,000.0 $407K 0.02% +134.0 +15.5% $407.27 +6.9%
488 PWR QUANTA SVCS INC Industrials 560.0 $403K 0.02% NEW $720.38 -13.7%
489 DELL DELL TECHNOLOGIES INC Technology 934.0 $403K 0.02% -36K -97.5% $431.63 +9.3%
490 IHI ISHARES TR 8,153.0 $403K 0.02% +185.0 +2.3% $49.41 +10.5%
491 GGOV BLACKROCK ETF TRUST II 8,010.0 $403K 0.02% NEW $50.29 -0.1%
492 DFAS DIMENSIONAL ETF TRUST 4,880.0 $402K 0.02% NEW $82.34 +0.6%
493 QLD PROSHARES TR 4,130.0 $400K 0.02% +1K +34.8% $96.76 -5.6%
494 FISR SSGA ACTIVE TR 15,560.0 $399K 0.02% +5K +43.0% $25.65 -1.3%
495 CERY SPDR SERIES TRUST 11,862.0 $397K 0.02% NEW $33.43 +14.2%
496 FNCL FIDELITY COVINGTON TRUST 5,175.0 $396K 0.02% +2K +74.4% $76.56 +7.7%
497 VMBS VANGUARD SCOTTSDALE FDS 8,346.0 $391K 0.02% -2K -19.8% $46.81 -0.9%
498 ORLY OREILLY AUTOMOTIVE INC Consumer Cyclical 4,240.0 $390K 0.02% +2K +67.7% $92.09 -4.6%
499 AGGH SIMPLIFY EXCHANGE TRADED FUN 19,202.0 $387K 0.02% -50K -72.3% $20.17 -1.6%
500 IWV ISHARES TR 908.0 $387K 0.02% $426.40 +3.0%
Page 25 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%