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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 27 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 IRM IRON MTN INC DEL Real Estate 2,793.0 $353K 0.02% +205.0 +7.9% $126.32 -2.9%
522 FLDB FIDELITY MERRIMACK STR TR 6,960.0 $350K 0.02% -8K -54.3% $50.24 +0.4%
523 MDLZ MONDELEZ INTL INC Consumer Defensive 5,944.0 $344K 0.02% +2K +58.3% $57.84 +7.9%
524 UBER UBER TECHNOLOGIES INC Technology 4,741.0 $342K 0.02% -8K -62.2% $72.16 +6.6%
525 ES EVERSOURCE ENERGY Utilities 4,734.0 $342K 0.02% -2K -34.0% $72.26 -1.9%
526 GM GENERAL MTRS CO Consumer Cyclical 4,420.0 $341K 0.02% +440.0 +11.1% $77.08 +11.8%
527 IVOO VANGUARD ADMIRAL FDS INC 2,600.0 $339K 0.02% $130.40 -0.5%
528 ZTS ZOETIS INC Healthcare 4,670.0 $336K 0.02% +578.0 +14.1% $71.87 +4.4%
529 SNPS SYNOPSYS INC Technology 752.0 $335K 0.02% +89.0 +13.4% $446.08 +4.2%
530 SOXX ISHARES TR 522.0 $334K 0.02% NEW $640.38 -17.9%
531 AGNC AGNC INVT CORP Real Estate 30,658.0 $334K 0.02% +3K +10.3% $10.90 +0.4%
532 XMHQ INVESCO EXCHANGE TRADED FD T 2,959.0 $334K 0.02% -1K -33.2% $112.89 +5.9%
533 BKR BAKER HUGHES COMPANY Energy 5,998.0 $333K 0.02% NEW $55.50 +11.9%
534 FDN FIRST TR EXCHANGE-TRADED FD 1,257.0 $333K 0.02% -4K -77.5% $264.71 +11.0%
535 QTUM ETF SER SOLUTIONS 2,010.0 $332K 0.02% +93.0 +4.8% $165.39 -8.7%
536 NTLA INTELLIA THERAPEUTICS INC Healthcare 19,540.0 $331K 0.02% +9K +86.1% $16.92 -22.5%
537 MSI MOTOROLA SOLUTIONS INC Technology 785.0 $326K 0.02% -22.0 -2.7% $415.51 +17.1%
538 TT TRANE TECHNOLOGIES PLC Industrials 662.0 $325K 0.02% -12.0 -1.8% $491.36 -7.5%
539 VCR VANGUARD WORLD FD 819.0 $325K 0.02% -46.0 -5.3% $396.53 -1.7%
540 BKLN INVESCO EXCH TRADED FD TR II 15,924.0 $324K 0.02% -3K -17.2% $20.37 +0.8%
Page 27 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%