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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 28 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 IOO ISHARES TR 2,359.0 $322K 0.02% NEW $136.61 +5.8%
542 UTG REAVES UTIL INCOME FD Financial Services 7,912.0 $322K 0.02% +432.0 +5.8% $40.72 -6.0%
543 BLK BLACKROCK INC Financial Services 334.0 $321K 0.02% -300.0 -47.3% $962.31 +22.4%
544 AIQ GLOBAL X FDS 4,873.0 $320K 0.02% NEW $65.61 -2.0%
545 COLD AMERICOLD REALTY TRUST INC Real Estate 20,242.0 $318K 0.02% +9K +76.6% $15.72 -3.1%
546 CARNIVAL CORP LTD 11,113.0 $318K 0.02% NEW $28.57
547 XTEN BONDBLOXX ETF TRUST 6,927.0 $316K 0.02% -16K -69.5% $45.58 -2.0%
548 DFAI DIMENSIONAL ETF TRUST 7,645.0 $315K 0.02% NEW $41.25 +4.7%
549 EXPD EXPEDITORS INTL WASH INC Industrials 1,921.0 $313K 0.02% -43.0 -2.2% $162.99 +16.6%
550 ROP ROPER TECHNOLOGIES INC Industrials 925.0 $313K 0.02% NEW $338.39 +24.5%
551 ISHARES TR 6,307.0 $313K 0.02% +90.0 +1.4% $49.55
552 ENPH ENPHASE ENERGY INC Energy 6,336.0 $312K 0.02% NEW $49.24 -21.8%
553 PICK ISHARES INC 5,344.0 $311K 0.02% +824.0 +18.2% $58.15 +14.0%
554 ROM PROSHARES TR 2,000.0 $310K 0.02% -1K -37.5% $155.20 -5.3%
555 IBDT ISHARES TR 12,276.0 $310K 0.01% -681.0 -5.3% $25.25 -0.1%
556 FDX FEDEX CORP Industrials 988.0 $310K 0.01% -187.0 -15.9% $313.27 +6.6%
557 ADBE ADOBE INC Technology 1,506.0 $309K 0.01% +900.0 +148.5% $205.02 +41.5%
558 EXEL EXELIXIS INC Healthcare 5,619.0 $306K 0.01% -435.0 -7.2% $54.41 +2.0%
559 URA GLOBAL X FDS 6,994.0 $306K 0.01% +1K +23.1% $43.70 +10.0%
560 MNST MONSTER BEVERAGE CORP NEW Consumer Defensive 3,170.0 $305K 0.01% NEW $96.12 -51.4%
Page 28 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%