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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 3 of 32  ·  637 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 VOO VANGUARD INDEX FDS 14,217.0 $8.8M 0.47% -1K -7.0% $616.11 +10.6%
42 SMH VANECK ETF TRUST 25,834.0 $8.7M 0.47% -2K -6.0% $337.08 +85.2%
43 VB VANGUARD INDEX FDS 33,843.0 $8.6M 0.47% -782.0 -2.3% $255.47 +14.7%
44 INSM INSMED INC Healthcare 49,538.0 $8.3M 0.45% -322.0 -0.7% $167.91 -41.4%
45 BOXX EA SERIES TRUST 72,242.0 $8.2M 0.45% +2K +2.1% $114.09 +2.6%
46 AVXL ANAVEX LIFE SCIENCES CORP Healthcare 874,283.0 $8.2M 0.44% -150K -14.7% $9.36 -71.5%
47 SLYV SPDR SERIES TRUST 91,598.0 $8.1M 0.44% $88.74 +18.6%
48 TSM TAIWAN SEMICONDUCTOR MFG LTD Technology 27,187.0 $8.1M 0.44% -928.0 -3.3% $297.69 +45.2%
49 VIG VANGUARD SPECIALIZED FUNDS 36,346.0 $7.9M 0.43% -2K -4.3% $216.79 +8.2%
50 IJH ISHARES TR 116,330.0 $7.6M 0.41% -3K -2.5% $65.26 +14.9%
51 VO VANGUARD INDEX FDS 25,656.0 $7.5M 0.41% -1K -4.6% $293.44 -72.9%
52 CRSP CRISPR THERAPEUTICS AG Healthcare 101,769.0 $7.5M 0.41% +83K +455.7% $73.97 -28.2%
53 JPM JPMORGAN CHASE & CO. Financial Services 24,672.0 $7.5M 0.41% $304.59 +9.5%
54 AMLP ALPS ETF TR 159,546.0 $7.5M 0.41% -9K -5.1% $46.80 +8.1%
55 VXUS VANGUARD STAR FDS 97,553.0 $7.3M 0.40% -4K -4.1% $74.86 +15.1%
56 SILJ AMPLIFY ETF TR 291,477.0 $7.3M 0.40% +210K +258.5% $24.99 +14.4%
57 MTBA SIMPLIFY EXCHANGE TRADED FUN 142,732.0 $7.2M 0.39% -9K -6.1% $50.79 -3.2%
58 IEFA ISHARES TR 81,450.0 $7.2M 0.39% -2K -2.8% $88.38 +9.5%
59 CCJ CAMECO CORP Energy 82,196.0 $7.1M 0.38% +1K +1.3% $85.87 +23.1%
60 NFLX NETFLIX INC Communication Services 5,665.0 $7.0M 0.38% -371.0 -6.2% $1237.75 -93.8%
Page 3 of 32  ·  637 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%