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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 3 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 AVIV AMERICAN CENTY ETF TR 125,722.0 $9.7M 0.49% +28K +29.0% $77.42 +7.9%
42 GDX VANECK ETF TRUST 127,229.0 $9.6M 0.48% -40K -24.1% $75.45 +35.7%
43 BOXX EA SERIES TRUST 79,155.0 $9.3M 0.46% +7K +9.6% $117.09 +0.8%
44 BA BOEING CO Industrials 42,564.0 $9.2M 0.46% -6K -12.0% $216.47 -2.0%
45 JPM JPMORGAN CHASE & CO Financial Services 27,880.0 $9.1M 0.46% +3K +13.0% $327.34 +8.9%
46 VXUS VANGUARD STAR FDS 105,782.0 $9.0M 0.45% +8K +8.4% $85.49 +2.7%
47 GDXJ VANECK ETF TRUST 91,586.0 $9.0M 0.45% -27K -22.7% $98.25 +35.2%
48 VO VANGUARD INDEX FDS 109,166.0 $8.8M 0.44% +84K +325.5% $80.57 +3.2%
49 VB VANGUARD INDEX FDS 28,847.0 $8.7M 0.44% -5K -14.8% $303.12 +0.3%
50 ROK ROCKWELL AUTOMATION INC Industrials 17,510.0 $8.7M 0.43% +17K +1661.6% $495.08 -12.8%
51 VRT VERTIV HOLDINGS CO Industrials 25,241.0 $8.5M 0.42% -14K -35.1% $334.82 -21.2%
52 IEFA ISHARES TR 85,974.0 $8.3M 0.41% +5K +5.5% $96.58 +4.5%
53 SCHD SCHWAB STRATEGIC TR 261,366.0 $8.3M 0.41% +31K +13.2% $31.71 +10.5%
54 AMLP ALPS ETF TR 157,897.0 $8.2M 0.41% -2K -1.0% $51.85 +7.0%
55 SLYV SPDR SERIES TRUST 74,379.0 $8.1M 0.41% -17K -18.8% $109.11 +0.9%
56 GLW CORNING INC Technology 31,715.0 $8.1M 0.41% -41K -56.1% $255.43 -40.2%
57 VIG VANGUARD SPECIALIZED FUNDS 33,929.0 $8.0M 0.40% -2K -6.7% $236.62 +3.2%
58 AIRR FIRST TR EXCHANGE TRADED FD 60,032.0 $8.0M 0.40% +19K +45.7% $133.25 -15.4%
59 SPYM SPDR SERIES TRUST 89,885.0 $7.9M 0.40% -73K -45.0% $87.88 +2.6%
60 VEU VANGUARD INTL EQUITY INDEX F 94,009.0 $7.9M 0.39% +2K +2.0% $83.75 +2.4%
Page 3 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%