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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 30 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
581 JPIE J P MORGAN EXCHANGE TRADED F 6,014.0 $277K 0.01% NEW $46.05 -0.3%
582 AWF ALLIANCEBERNSTEIN GLOBAL HIG Financial Services 26,832.0 $276K 0.01% -5K -16.5% $10.30 -1.5%
583 SPSB SPDR SERIES TRUST 9,209.0 $276K 0.01% NEW $30.01 -0.1%
584 SFM SPROUTS FMRS MKT INC Consumer Defensive 3,256.0 $275K 0.01% NEW $84.58 +2.7%
585 ALNY ALNYLAM PHARMACEUTICALS INC Healthcare 912.0 $275K 0.01% $301.03 -20.6%
586 ILCG ISHARES TR 2,333.0 $273K 0.01% NEW $117.02 -2.3%
587 ARM ARM HOLDINGS PLC Technology 767.0 $272K 0.01% -1K -61.3% $354.65 -29.2%
588 DRAM ROUNDHILL ETF TRUST 3,675.0 $271K 0.01% NEW $73.86 -23.7%
589 PHO INVESCO EXCHANGE TRADED FD T 3,929.0 $271K 0.01% -348.0 -8.1% $69.08 +4.4%
590 FCOM FIDELITY COVINGTON TRUST 3,895.0 $271K 0.01% NEW $69.48 +2.1%
591 DFUV DIMENSIONAL ETF TRUST 4,915.0 $270K 0.01% NEW $55.01 +4.4%
592 ABRDN ASIA PACIFIC INCOME FU 18,270.0 $269K 0.01% -5K -20.8% $14.71
593 CGW INVESCO EXCH TRADED FD TR II 4,073.0 $268K 0.01% +617.0 +17.9% $65.73 +0.0%
594 CCK CROWN HLDGS INC Consumer Cyclical 2,393.0 $268K 0.01% NEW $111.82 +6.5%
595 IBDU ISHARES TR 11,479.0 $266K 0.01% +275.0 +2.5% $23.16 -0.3%
596 PAYX PAYCHEX INC Industrials 2,698.0 $265K 0.01% -642.0 -19.2% $98.33 +27.0%
597 SPIP SPDR SERIES TRUST 10,283.0 $264K 0.01% NEW $25.68 -1.9%
598 KEY KEYCORP Financial Services 11,398.0 $263K 0.01% -3K -21.9% $23.05 -4.2%
599 AVRE AMERICAN CENTY ETF TR 5,465.0 $259K 0.01% +462.0 +9.2% $47.38 +2.0%
600 HAIL SPDR SERIES TRUST 6,453.0 $258K 0.01% -8K -54.2% $39.93 -9.3%
Page 30 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%