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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 31 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
601 CTVA CORTEVA INC Basic Materials 3,035.0 $257K 0.01% -189.0 -5.9% $84.70 -3.0%
602 IONS IONIS PHARMACEUTICALS INC Healthcare 3,238.0 $257K 0.01% $79.29 -20.7%
603 QXO QXO INC Industrials 14,850.0 $257K 0.01% NEW $17.28 -18.4%
604 CIBR FIRST TR EXCHANGE-TRADED FD 2,832.0 $254K 0.01% NEW $89.84 +10.5%
605 VSGX VANGUARD WORLD FD 3,086.0 $254K 0.01% NEW $82.35 +1.7%
606 CGBL CAPITAL GROUP CORE BALANCED 6,678.0 $253K 0.01% NEW $37.96 +0.9%
607 CARG CARGURUS INC Consumer Cyclical 7,420.0 $253K 0.01% NEW $34.09 +8.1%
608 HYMB SPDR SERIES TRUST 9,913.0 $252K 0.01% NEW $25.44 -2.4%
609 BOTZ GLOBAL X FDS 6,641.0 $252K 0.01% +515.0 +8.4% $37.94 -4.6%
610 SPYV SPDR SERIES TRUST 4,142.0 $252K 0.01% -3K -40.7% $60.79 +4.5%
611 YUM YUM BRANDS INC Consumer Cyclical 1,570.0 $251K 0.01% NEW $159.90 -4.8%
612 DVN DEVON ENERGY CORP NEW Energy 6,072.0 $251K 0.01% NEW $41.32 +12.1%
613 IBDX ISHARES TR 9,925.0 $250K 0.01% +289.0 +3.0% $25.19 -1.1%
614 EFG ISHARES TR 1,993.0 $248K 0.01% -2K -47.5% $124.40 +0.8%
615 PCN PIMCO CORPORATE & INCM STRG Financial Services 20,663.0 $247K 0.01% -5K -18.8% $11.95 -1.5%
616 ILCV ISHARES TR 2,436.0 $247K 0.01% -166.0 -6.4% $101.24 +6.9%
617 VTWO VANGUARD SCOTTSDALE FDS 2,029.0 $246K 0.01% -78.0 -3.7% $121.42 -0.4%
618 IONQ IONQ INC Technology 4,608.0 $245K 0.01% NEW $53.26 -20.8%
619 NTRS NORTHERN TR CORP Financial Services 1,411.0 $245K 0.01% NEW $173.86 +7.5%
620 WDFC WD 40 CO Basic Materials 1,005.0 $245K 0.01% NEW $243.74 -11.0%
Page 31 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%