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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 32 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 CME CME GROUP INC Financial Services 1,107.0 $244K 0.01% +267.0 +31.8% $220.84 +27.2%
622 ICE INTERCONTINENTAL EXCHANGE IN Financial Services 1,978.0 $244K 0.01% -1K -35.4% $123.13 +31.5%
623 VTIP VANGUARD MALVERN FDS 4,838.0 $243K 0.01% NEW $50.23 -0.8%
624 ROST ROSS STORES INC Consumer Cyclical 1,140.0 $243K 0.01% NEW $212.90 +11.0%
625 FIDU FIDELITY COVINGTON TRUST 2,417.0 $241K 0.01% NEW $99.63 -4.1%
626 DGCB DIMENSIONAL ETF TRUST 4,396.0 $240K 0.01% NEW $54.67 -2.4%
627 IWL ISHARES TR 1,299.0 $240K 0.01% NEW $184.88 +2.5%
628 MP MP MATERIALS CORP Basic Materials 4,271.0 $239K 0.01% +794.0 +22.8% $56.01 +5.9%
629 FORTINET INC 1,550.0 $238K 0.01% NEW $153.62
630 TGT TARGET CORP Consumer Defensive 1,823.0 $238K 0.01% NEW $130.59 +25.6%
631 SFBS SERVISFIRST BANCSHARES INC Financial Services 2,742.0 $238K 0.01% NEW $86.75 -50.1%
632 CRWV COREWEAVE INC Technology 2,388.0 $238K 0.01% -112.0 -4.5% $99.54 -11.6%
633 SPTI SPDR SERIES TRUST 8,369.0 $238K 0.01% +160.0 +1.9% $28.39 -0.8%
634 SHOP SHOPIFY INC Technology 2,079.0 $237K 0.01% -37K -94.7% $114.18 +31.6%
635 IYM ISHARES TR 1,317.0 $236K 0.01% NEW $179.53 +9.2%
636 IBDW ISHARES TR 11,309.0 $236K 0.01% +328.0 +3.0% $20.84 -0.8%
637 PCT PURECYCLE TECHNOLOGIES INC Industrials 28,619.0 $232K 0.01% +7K +33.5% $8.11 -17.5%
638 MRSH MARSH & MCLENNAN COS INC Financial Services 1,384.0 $231K 0.01% -724.0 -34.4% $166.69 +15.9%
639 STT STATE STR CORP Financial Services 1,338.0 $227K 0.01% NEW $169.62 +14.1%
640 WDC WESTERN DIGITAL CORP Technology 355.0 $227K 0.01% NEW $638.74 -26.6%
Page 32 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%