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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 34 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
661 SFL SFL CORPORATION LTD Industrials 20,157.0 $206K 0.01% -2K -9.9% $10.20 +17.9%
662 LMUB ISHARES TR 3,988.0 $204K 0.01% NEW $51.22 -3.5%
663 CAVA CAVA GROUP INC Consumer Cyclical 2,565.0 $201K 0.01% -824.0 -24.3% $78.48 -13.6%
664 ITW ILLINOIS TOOL WKS INC Industrials 744.0 $201K 0.01% -190.0 -20.3% $270.53 +5.5%
665 FSEC FIDELITY MERRIMACK STR TR 4,589.0 $201K 0.01% -3K -42.9% $43.84 -0.6%
666 HEFA ISHARES TR 4,285.0 $201K 0.01% -4K -49.1% $46.92 +1.0%
667 RIVN RIVIAN AUTOMOTIVE INC Consumer Cyclical 11,246.0 $195K 0.01% NEW $17.35 -5.9%
668 BBN BLACKROCK TAX MUNICPAL BD TR Financial Services 11,283.0 $182K 0.01% NEW $16.17 -1.8%
669 CHI CALAMOS CONV OPPORTUNITIES & Financial Services 12,911.0 $174K 0.01% +1K +8.6% $13.44 -4.1%
670 BTAL AGF INVTS TR 14,360.0 $160K 0.01% NEW $11.15 +8.3%
671 BTZ BLACKROCK CR ALLOCATION Financial Services 14,048.0 $144K 0.01% -7K -33.9% $10.22 -0.6%
672 RIG TRANSOCEAN LTD Energy 27,019.0 $132K 0.01% -811.0 -2.9% $4.89 +14.5%
673 IFN ABERDEEN INDIA FD INC Financial Services 10,692.0 $126K 0.01% NEW $11.75 -2.4%
674 SNAP SNAP INC Communication Services 26,302.0 $117K 0.01% +5K +23.0% $4.44 +22.1%
675 IHRT IHEARTMEDIA INC Communication Services 25,890.0 $111K 0.01% -23K -46.7% $4.29 -37.5%
676 INFY INFOSYS LTD Technology 10,462.0 $110K 0.01% $10.49 +11.4%
677 ERC ALLSPRING MULTI SECTOR INCOM Financial Services 10,300.0 $95K 0.01% -3K -19.9% $9.21 +1.0%
678 APYX APYX MEDICAL CORPORATION Healthcare 17,239.0 $77K 0.00% NEW $4.49 -32.1%
679 ZVIA ZEVIA PBC Consumer Defensive 35,866.0 $58K 0.00% -775.0 -2.1% $1.63 -14.1%
680 BOF BRANCHOUT FOOD INC Consumer Defensive 12,398.0 $57K 0.00% NEW $4.60 -16.3%
Page 34 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%