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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 4 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 IJR ISHARES TR 52,336.0 $7.8M 0.39% +2K +4.0% $148.31 -1.0%
62 XMMO INVESCO EXCHANGE TRADED FD T 44,308.0 $7.5M 0.38% +7K +19.0% $170.14 -8.0%
63 IXUS ISHARES TR 78,162.0 $7.5M 0.37% +5K +6.3% $95.44 +2.7%
64 USB US BANCORP Financial Services 121,100.0 $7.3M 0.37% $60.40 +4.0%
65 BB BLACKBERRY LTD Technology 558,925.0 $7.1M 0.35% NEW $12.65 -38.4%
66 CCJ CAMECO CORP Energy 69,113.0 $7.0M 0.35% -13K -15.9% $101.86 +5.4%
67 META META PLATFORMS INC Communication Services 12,235.0 $6.9M 0.34% -14K -53.0% $563.28 +2.3%
68 ABBV ABBVIE INC Healthcare 27,356.0 $6.9M 0.34% +6K +31.1% $251.64 +4.5%
69 VBR VANGUARD INDEX FDS 28,057.0 $6.8M 0.34% -607.0 -2.1% $242.99 +2.5%
70 AMD ADVANCED MICRO DEVICES INC Technology 11,447.0 $6.6M 0.33% -5K -30.2% $580.91 -17.2%
71 RWL INVESCO EXCH TRADED FD TR II 51,874.0 $6.6M 0.33% +3K +6.8% $127.76 +5.4%
72 DIA STATE STR SPDR DOW JONES IND Financial Services 12,686.0 $6.6M 0.33% +1K +12.6% $522.39 +2.3%
73 UPS UNITED PARCEL SVCS INC Industrials 60,679.0 $6.5M 0.33% +1K +1.9% $107.50 -1.7%
74 IVW ISHARES TR 47,402.0 $6.5M 0.33% -8K -15.2% $137.53 +0.8%
75 FCX FREEPORT MCMORAN INC Basic Materials 103,423.0 $6.5M 0.33% +62K +149.8% $62.89 +25.7%
76 CAT CATERPILLAR INC Industrials 5,995.0 $6.4M 0.32% +1K +22.1% $1064.89 -22.8%
77 JNJ JOHNSON & JOHNSON Healthcare 25,030.0 $6.4M 0.32% -4K -12.8% $253.97 +6.3%
78 COWZ PACER FDS TR 101,524.0 $6.3M 0.32% +39K +61.1% $62.20 +15.5%
79 AMGN AMGEN INC Healthcare 16,081.0 $5.8M 0.29% +261.0 +1.6% $362.12 +21.6%
80 VWO VANGUARD INTL EQUITY INDEX F 97,196.0 $5.8M 0.29% +5K +5.9% $59.69 +1.6%
Page 4 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%