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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 5 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 VOT VANGUARD INDEX FDS 18,865.0 $5.8M 0.29% +1K +7.3% $306.31 -0.4%
82 BIL SPDR SERIES TRUST 62,942.0 $5.8M 0.29% +41K +191.8% $91.64 -0.0%
83 RWK INVESCO EXCH TRADED FD TR II 39,343.0 $5.8M 0.29% -252.0 -0.6% $146.26 +1.9%
84 MTBA SIMPLIFY EXCHANGE TRADED FUN 116,616.0 $5.7M 0.29% -26K -18.3% $49.07 -1.0%
85 COMT ISHARES U S ETF TR 184,572.0 $5.6M 0.28% -14K -7.2% $30.37 +12.4%
86 MU MICRON TECHNOLOGY INC Technology 4,825.0 $5.6M 0.28% -10K -66.8% $1154.28 -18.7%
87 HOOD ROBINHOOD MKTS INC Financial Services 54,562.0 $5.5M 0.27% +49K +865.0% $100.28 +8.2%
88 VSS VANGUARD INTL EQUITY INDEX F 34,344.0 $5.3M 0.27% +3K +9.9% $154.29 +4.0%
89 SPDW SPDR INDEX SHS FDS 104,526.0 $5.3M 0.26% -898.0 -0.8% $50.39 +3.4%
90 SBUX STARBUCKS CORP Consumer Cyclical 51,099.0 $5.2M 0.26% -9K -15.2% $102.19 +6.2%
91 NEBIUS GROUP N.V. 18,791.0 $5.2M 0.26% +17K +788.0% $276.17
92 RTX RTX CORPORATION Industrials 27,340.0 $5.2M 0.26% +14K +111.6% $189.73 +11.7%
93 VRTX VERTEX PHARMACEUTICALS INC Healthcare 10,129.0 $5.0M 0.25% +5K +99.5% $496.72 +10.2%
94 AEM AGNICO EAGLE MINES LTD Basic Materials 32,282.0 $5.0M 0.25% $155.13 +38.0%
95 UFO PROCURE ETF TRUST II 98,553.0 $5.0M 0.25% NEW $50.67 -12.2%
96 STX SEAGATE TECHNOLOGY HLDNGS PL Technology 5,167.0 $5.0M 0.25% +755.0 +17.1% $965.08 -12.3%
97 RSP INVESCO EXCHANGE TRADED FD T 23,017.0 $4.9M 0.24% +552.0 +2.5% $212.77 +4.4%
98 BLOK AMPLIFY ETF TR 78,053.0 $4.9M 0.24% -3K -3.5% $62.63 +1.3%
99 IMCG ISHARES TR 49,612.0 $4.9M 0.24% -2K -4.5% $98.30 +0.1%
100 AMAT APPLIED MATLS INC Technology 6,721.0 $4.9M 0.24% -138.0 -2.0% $723.03 -33.6%
Page 5 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%