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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 7 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 DHR DANAHER CORP DEL Healthcare 20,089.0 $3.8M 0.19% +10K +98.0% $190.48 +13.1%
122 SYK STRYKER CORPORATION Healthcare 11,963.0 $3.8M 0.19% +8K +211.9% $314.85 +4.7%
123 EFA ISHARES TR 35,997.0 $3.7M 0.19% -6K -13.5% $103.88 +4.2%
124 CDW CDW CORP Technology 26,524.0 $3.7M 0.19% NEW $140.64 +0.6%
125 TIP ISHARES TR 33,015.0 $3.6M 0.18% +3K +9.2% $109.43 -1.8%
126 SCHF SCHWAB STRATEGIC TR 130,345.0 $3.6M 0.18% -36K -21.8% $27.70 +2.7%
127 CARR CARRIER GLOBAL CORPORATION Industrials 48,769.0 $3.6M 0.18% +45K +1130.0% $73.35 -19.9%
128 XLV SELECT SECTOR SPDR TR 22,154.0 $3.5M 0.18% +5K +30.3% $158.66 +9.4%
129 VGSH VANGUARD SCOTTSDALE FDS 59,074.0 $3.4M 0.17% +5K +9.7% $58.20 -0.1%
130 SAN BANCO SANTANDER SA Financial Services 248,251.0 $3.4M 0.17% -134K -35.1% $13.80 +6.5%
131 EW EDWARDS LIFESCIENCES CORP Healthcare 37,307.0 $3.4M 0.17% +24K +183.8% $90.46 +0.4%
132 SCHG SCHWAB STRATEGIC TR 99,432.0 $3.4M 0.17% -16K -13.5% $33.84 +4.3%
133 IWM ISHARES TR 11,119.0 $3.3M 0.17% +2K +16.1% $300.46 -0.5%
134 HONEYWELL INTL INC 14,895.0 $3.3M 0.17% NEW $223.90
135 IVE ISHARES TR 14,562.0 $3.3M 0.17% -2K -13.0% $227.06 +4.8%
136 EMB ISHARES TR 33,929.0 $3.3M 0.16% -3K -7.3% $96.44 -1.2%
137 J P MORGAN EXCHANGE TRADED F 64,171.0 $3.2M 0.16% -56K -46.6% $50.57
138 SPTS SPDR SERIES TRUST 110,404.0 $3.2M 0.16% -6K -4.8% $29.01 -0.1%
139 SPGP INVESCO EXCHANGE TRADED FD T 26,069.0 $3.2M 0.16% +232.0 +0.9% $122.29 +4.6%
140 DUHP DIMENSIONAL ETF TRUST 76,160.0 $3.2M 0.16% +9K +13.9% $41.73 +1.8%
Page 7 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%