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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 8 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 RAIL FREIGHTCAR AMER INC Industrials 320,625.0 $3.1M 0.16% NEW $9.74 -25.8%
142 IBM INTERNATIONAL BUSINESS MACHS Technology 11,072.0 $3.1M 0.16% +2K +18.0% $281.21 -15.3%
143 NIKL SPROTT FDS TR 243,505.0 $3.1M 0.15% NEW $12.69 +18.3%
144 AVEM AMERICAN CENTY ETF TR 32,003.0 $3.1M 0.15% +7K +26.2% $96.49 -1.5%
145 IGIB ISHARES TR 58,039.0 $3.1M 0.15% NEW $53.17 -1.4%
146 QQQM INVESCO EXCH TRADED FD TR II 10,174.0 $3.1M 0.15% -224.0 -2.1% $302.97 -2.3%
147 F FORD MTR CO Consumer Cyclical 220,669.0 $3.1M 0.15% +187K +558.5% $13.90 +0.9%
148 MA MASTERCARD INCORPORATED Financial Services 5,892.0 $3.0M 0.15% +4K +231.0% $513.60 +15.3%
149 USMV ISHARES TR 30,637.0 $3.0M 0.15% +5K +20.8% $96.46 +5.6%
150 WMT WALMART INC Consumer Defensive 25,895.0 $2.9M 0.15% +5K +22.8% $113.26 -9.6%
151 VGT VANGUARD WORLD FD 24,526.0 $2.9M 0.15% +21K +659.8% $119.52 +1.4%
152 HD HOME DEPOT INC Consumer Cyclical 8,300.0 $2.9M 0.15% +2K +32.9% $352.66 -6.0%
153 LRCX LAM RESEARCH CORP Technology 6,751.0 $2.9M 0.15% -1K -15.9% $433.35 -27.5%
154 IYW ISHARES TR 11,542.0 $2.9M 0.15% -6K -32.9% $252.24 +0.1%
155 VEEV VEEVA SYS INC Healthcare 16,385.0 $2.9M 0.14% +5K +40.0% $177.47 +62.8%
156 IJS ISHARES TR 21,244.0 $2.9M 0.14% -276.0 -1.3% $136.68 +0.7%
157 HPQ HP INC Technology 130,840.0 $2.9M 0.14% NEW $21.94 +31.0%
158 CGGR CAPITAL GROUP GROWTH ETF 60,693.0 $2.9M 0.14% +38K +169.1% $47.20 +0.1%
159 BUXX EA SERIES TRUST 141,275.0 $2.9M 0.14% NEW $20.24 -0.3%
160 HAL HALLIBURTON CO Energy 83,842.0 $2.8M 0.14% NEW $33.95 +1.1%
Page 8 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%