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Portfolio (Quarterly) Guide ↗

Klingman & Associates, LLC

· CIK 0001662449
13F Portfolio $2.3B AUM 350 positions Filed Jul 29, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 350 New
Page 13 of 18  ·  350 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 UNP UNION PAC CORP Industrials 1,322.0 $360K 0.01% NEW $272.00 +14.2%
242 GBDC GOLUB CAP BDC INC Financial Services 27,788.0 $358K 0.01% NEW $12.88 +1.8%
243 HSBC HSBC HLDGS PLC Financial Services 3,740.0 $356K 0.01% NEW $95.09 +9.0%
244 ANET ARISTA NETWORKS INC Technology 2,059.0 $350K 0.01% NEW $169.88 +19.1%
245 GD GENERAL DYNAMICS CORP Industrials 986.0 $349K 0.01% NEW $354.24 +7.8%
246 FAST FASTENAL CO Industrials 7,262.0 $349K 0.01% NEW $48.03 +6.5%
247 COP CONOCOPHILLIPS Energy 3,341.0 $347K 0.01% NEW $103.96 +25.6%
248 UBER UBER TECHNOLOGIES INC Technology 4,789.0 $346K 0.01% NEW $72.16 +8.8%
249 IBMR ISHARES TR 13,490.0 $343K 0.01% NEW $25.39 -0.3%
250 MMM 3M CO Industrials 2,112.0 $342K 0.01% NEW $161.91 +11.2%
251 CGMS CAPITAL GRP FIXED INCM ETF T 12,381.0 $338K 0.01% NEW $27.33 -0.4%
252 GILD GILEAD SCIENCES INC Healthcare 2,664.0 $337K 0.01% NEW $126.34 +17.2%
253 EME EMCOR GROUP INC Industrials 403.0 $334K 0.01% NEW $829.88 -8.0%
254 AZN ASTRAZENECA PLC Healthcare 1,731.0 $328K 0.01% NEW $189.62 -12.3%
255 SHEL SHELL PLC Energy 4,231.0 $328K 0.01% NEW $77.54 +17.5%
256 HONEYWELL INTL INC 1,464.0 $328K 0.01% NEW $223.82
257 VDC VANGUARD WORLD FD 1,450.0 $327K 0.01% NEW $225.49 +3.2%
258 FNDC SCHWAB STRATEGIC TR 6,684.0 $325K 0.01% NEW $48.56 +5.7%
259 HONEYWELL AEROSPACE INC 1,468.0 $324K 0.01% NEW $221.00
260 SCHV SCHWAB STRATEGIC TR 9,045.0 $315K 0.01% NEW $34.81 +0.4%
Page 13 of 18  ·  350 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 37.5%
Technology 34.2%
Consumer Cyclical 7.2%
Industrials 4.9%
Healthcare 4.2%
Communication Services 3.6%
Consumer Defensive 2.6%
Real Estate 2.2%
Energy 1.7%
Utilities 1.4%