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Portfolio (Quarterly) Guide ↗

Cetera Investment Advisers

· CIK 0001666741
13F Portfolio $109.8B AUM 5,007 positions Filed Aug 12, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 5007 New
Page 244 of 251  ·  5,007 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4861 FLNA FILANA THERAPEUTICS INC Healthcare 15,242.0 $18K NEW $1.19 -27.2%
4862 REPLIGEN CORP 17,000.0 $17K NEW $1.02
4863 TLT CALL ISHARES TR 16,700.0 $17K NEW $1.04 +7751.9%
4864 QQQ CALL INVESCO QQQ TR Financial Services 100.0 $17K NEW $173.38 +313.8%
4865 LRCX CALL LAM RESEARCH CORP Technology 200.0 $17K NEW $85.50 +283.5%
4866 ZONE CLEANCORE SOLUTIONS INC Industrials 20,645.0 $17K NEW $0.82 -80.5%
4867 INTZ INTRUSION INC Technology 18,082.0 $17K NEW $0.93 -31.9%
4868 CAPITAL SOUTHWEST CORP 16,000.0 $17K NEW $1.04
4869 SEED ORIGIN AGRITECH LIMITED Basic Materials 15,350.0 $16K NEW $1.06 -2.8%
4870 IBIT CALL ISHARES BITCOIN TRUST ETF Financial Services 1,200.0 $16K NEW $13.37 +173.7%
4871 PROP PRAIRIE OPER CO Financial Services 22,074.0 $16K NEW $0.72 -14.4%
4872 SRFM SURF AIR MOBILITY INC Industrials 13,617.0 $16K NEW $1.16 -42.3%
4873 CANOPY GROWTH CORPORATION 15,944.0 $15K NEW $0.97
4874 AMZN PUT AMAZON COM INC Consumer Cyclical 1,100.0 $15K NEW $13.95 +1759.3%
4875 AVGO CALL BROADCOM INC Technology 500.0 $14K NEW $28.77 +1220.3%
4876 MRVL PUT MARVELL TECHNOLOGY INC Technology 600.0 $14K NEW $23.95 +801.8%
4877 CRWV PUT COREWEAVE INC Technology 3,300.0 $14K NEW $4.17 +2134.3%
4878 TSM CALL TAIWAN SEMICONDUCTOR MANUFAC Technology 200.0 $14K NEW $67.85 +509.3%
4879 HALOZYME THERAPEUTICS INC 12,000.0 $13K NEW $1.11
4880 BYND BEYOND MEAT INC Consumer Defensive 17,665.0 $13K NEW $0.75 +1598.6%
Page 244 of 251  ·  5,007 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.4%
Financial Services 22.0%
Industrials 8.8%
Consumer Cyclical 8.1%
Healthcare 7.5%
Communication Services 6.7%
Consumer Defensive 4.6%
Energy 4.3%
Utilities 3.0%
Real Estate 2.0%