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Portfolio (Quarterly) Guide ↗

FLAGSHIP HARBOR ADVISORS, LLC

· CIK 0001691766
13F Portfolio $2.1B AUM 2,281 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1532 New 233 Added 450 Reduced 55 Exited
Page 12 of 12  ·  233 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 QWLD SPDR INDEX 1,627.0 $233K 0.01% +13.0 +0.8% $143.28 +5.7%
222 IONQ IONQ INC Technology 5,171.0 $232K 0.01% +2K +55.0% $44.87 +8.2%
223 FAF FIRST AMERICAN Financial Services 3,750.0 $230K 0.01% +31.0 +0.8% $61.45 +11.6%
224 CLX CLOROX COMPANY Consumer Defensive 2,267.0 $229K 0.01% +292.0 +14.8% $100.83 -8.9%
225 NUMV NUVEEN ESG 5,463.0 $214K 0.01% +92.0 +1.7% $39.10 +5.9%
226 ED CONSOLIDATED EDISON Utilities 2,046.0 $203K 0.01% +15.0 +0.7% $99.34 +6.6%
227 CGSM CAPITAL GROUP 7,697.0 $203K 0.01% +61.0 +0.8% $26.34 -0.3%
228 DMLP DORCHESTER MINERALS Energy 8,003.0 $179K 0.01% +56.0 +0.7% $22.36 +24.5%
229 QMCO QUANTUM CORP Technology 26,585.0 $171K 0.01% +4K +17.1% $6.45 +22.2%
230 GGN GAMCO GLOBAL Financial Services 28,900.0 $149K 0.01% +9K +45.2% $5.16 +0.2%
231 ETJ EATON VANCE Financial Services 14,977.0 $132K 0.01% +203.0 +1.4% $8.82 -6.1%
232 WATT ENERGOUS CORP Technology 20,503.0 $82K 0.00% +9K +82.2% $3.99 +463.5%
233 GERN GERON CORP Healthcare 39,405.0 $52K 0.00% +6K +16.8% $1.32 -5.7%
Page 12 of 12  ·  233 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 28.4%
Technology 27.9%
Consumer Cyclical 10.7%
Communication Services 9.2%
Healthcare 8.1%
Industrials 5.3%
Consumer Defensive 3.6%
Energy 3.5%
Utilities 1.4%
Basic Materials 1.1%