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Portfolio (Quarterly) Guide ↗

FLAGSHIP HARBOR ADVISORS, LLC

· CIK 0001691766
13F Portfolio $2.1B AUM 2,281 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1532 New 233 Added 450 Reduced 55 Exited
Page 36 of 77  ·  1,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
701 VOX VANGUARD COMMUNICATION 74.0 $14K 0.00% NEW $194.12 +0.9%
702 OXLC OXFORD LANE Financial Services 981.0 $14K 0.00% NEW $14.64 -34.1%
703 PBR PETROLEO BRASILEIRO Energy 1,209.0 $14K 0.00% NEW $11.85 +69.0%
704 BETZ ROUNDHILL SPORTS 680.0 $14K 0.00% NEW $20.98 -12.0%
705 BUCK SIMPLIFY TREASURY 600.0 $14K 0.00% NEW $23.70 -0.6%
706 TWLO TWILIO INC Communication Services 99.0 $14K 0.00% NEW $142.24 +33.1%
707 IDEV ISHARES CORE 170.0 $14K 0.00% NEW $82.48 +8.8%
708 PAXS PIMCO ACCESS Financial Services 914.0 $14K 0.00% NEW $15.30 -7.9%
709 CRL CHARLES RIVER Healthcare 70.0 $14K 0.00% NEW $199.47 -20.4%
710 SHAK SHAKE SHACK Consumer Cyclical 172.0 $14K 0.00% NEW $81.17 -21.8%
711 WDAY WORKDAY INC Technology 65.0 $14K 0.00% NEW $214.78 -41.1%
712 VERASTEM INC 1,800.0 $14K 0.00% NEW $7.72
713 VIS VANGUARD INDUSTRIALS 46.0 $14K 0.00% NEW $298.37 +11.7%
714 DAX GLOBAL X 300.0 $14K 0.00% NEW $45.62 -0.1%
715 AAL AMERICAN AIRLINES Industrials 888.0 $14K 0.00% NEW $15.33 -11.4%
716 PLUG PLUG POWER Industrials 6,903.0 $14K 0.00% NEW $1.97 +68.0%
717 DFAE DIMENSIONAL EMERGING 416.0 $14K 0.00% NEW $32.64 +19.5%
718 MGEE MGE ENERGY INC Utilities 172.0 $13K 0.00% NEW $78.42 -3.1%
719 BE BLOOM ENERGY Industrials 155.0 $13K 0.00% NEW $86.89 +254.3%
720 EEMX SPDR INDEX 314.0 $13K 0.00% NEW $42.64 +21.4%
Page 36 of 77  ·  1,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 28.4%
Technology 27.9%
Consumer Cyclical 10.7%
Communication Services 9.2%
Healthcare 8.1%
Industrials 5.3%
Consumer Defensive 3.6%
Energy 3.5%
Utilities 1.4%
Basic Materials 1.1%