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Portfolio (Quarterly) Guide ↗

LEVEL FOUR ADVISORY SERVICES, LLC

· CIK 0001696715
13F Portfolio $3.0B AUM 866 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 65 New 425 Added 274 Reduced 41 Exited
Page 4 of 4  ·  65 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 VDC VANGUARD WORLD FD 898.0 $202K 0.01% NEW $224.63 +4.3%
62 SCD LMP CAP & INCOME FD INC Financial Services 12,192.0 $182K 0.01% NEW $14.93 +1.7%
63 DNP DNP SELECT INCOME FD INC Financial Services 14,200.0 $146K 0.01% NEW $10.30 +3.1%
64 PTY PIMCO CORPORATE & INCOME OPP Financial Services 11,134.0 $134K 0.00% NEW $12.06 -2.7%
65 IMSR TERRESTRIAL ENERGY INC Energy 16,375.0 $98K 0.00% NEW $6.01 +21.6%
Page 4 of 4  ·  65 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.4%
Financial Services 19.3%
Industrials 10.0%
Consumer Cyclical 9.1%
Healthcare 8.9%
Communication Services 6.9%
Consumer Defensive 6.6%
Energy 6.5%
Utilities 2.8%
Real Estate 1.3%