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Portfolio (Quarterly) Guide ↗

LEVEL FOUR ADVISORY SERVICES, LLC

· CIK 0001696715
13F Portfolio $3.0B AUM 866 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 65 New 425 Added 274 Reduced 41 Exited
Page 42 of 44  ·  866 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
821 DFAX DIMENSIONAL ETF TRUST 6,059.0 $206K 0.01% -2K -28.6% $33.97 +7.0%
822 DFAT DIMENSIONAL ETF TRUST 3,291.0 $206K 0.01% -3K -45.7% $62.46 +4.4%
823 KEYS KEYSIGHT TECHNOLOGIES INC Technology 726.0 $205K 0.01% NEW $282.37 +20.6%
824 CVSA COVISTA INC Consumer Cyclical 1,777.0 $205K 0.01% NEW $115.25 +10.9%
825 EQWL INVESCO EXCHANGE TRADED FD T 1,777.0 $205K 0.01% -33.0 -1.8% $115.25 +7.8%
826 GTO INVESCO ACTIVELY MANAGED EXC 4,350.0 $204K 0.01% -43.0 -1.0% $46.83 -1.3%
827 BSCT INVESCO EXCH TRD SLF IDX FD 10,911.0 $204K 0.01% NEW $18.66 -0.9%
828 MSEX MIDDLESEX WTR CO Utilities 3,910.0 $204K 0.01% NEW $52.05 -1.9%
829 IBHG ISHARES TR 9,191.0 $203K 0.01% $22.13 -0.2%
830 MCO MOODYS CORP Financial Services 462.0 $202K 0.01% -15.0 -3.1% $437.02 +1.5%
831 NEBIUS GROUP N.V. 1,945.0 $202K 0.01% NEW $103.76
832 VDC VANGUARD WORLD FD 898.0 $202K 0.01% NEW $224.63 +4.5%
833 GNOV FIRST TR EXCHNG TRADED FD VI 5,170.0 $201K 0.01% $38.94 +6.2%
834 HLN HALEON PLC Healthcare 19,427.0 $194K 0.01% -413.0 -2.1% $10.01 -8.4%
835 SMR NUSCALE PWR CORP Utilities 17,687.0 $192K 0.01% +3K +20.9% $10.84 -3.3%
836 SCD LMP CAP & INCOME FD INC Financial Services 12,192.0 $182K 0.01% NEW $14.93 +1.6%
837 PCG PG&E CORP Utilities 10,204.0 $179K 0.01% +67.0 +0.7% $17.57 -9.8%
838 AI C3 AI INC Technology 21,096.0 $178K 0.01% -5K -20.5% $8.42 +4.9%
839 EMD WESTERN ASSET EMERGING MKTS Financial Services 17,567.0 $173K 0.01% -4K -19.0% $9.82 +5.0%
840 PPT PUTNAM PREMIER INCOME TR Financial Services 48,110.0 $171K 0.01% $3.55 -3.6%
Page 42 of 44  ·  866 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.4%
Financial Services 19.3%
Industrials 10.0%
Consumer Cyclical 9.1%
Healthcare 8.9%
Communication Services 6.9%
Consumer Defensive 6.6%
Energy 6.5%
Utilities 2.8%
Real Estate 1.3%