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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 13 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 CALL BIOHAVEN LTD 768,800.0 $11.5M 0.09% NEW $15.01
242 CNTA PUT CENTESSA PHARMACEUTICALS PLC Healthcare 473,000.0 $11.5M 0.09% NEW $24.25 +63.9%
243 NNDM PUT NANO DIMENSION LTD Technology 7,247,200.0 $11.4M 0.09% NEW $1.57 +5.7%
244 ORCL CALL ORACLE CORP Technology 40,400.0 $11.4M 0.09% NEW $281.24 -31.7%
245 JPM CALL JPMORGAN CHASE & CO. Financial Services 36,000.0 $11.4M 0.09% NEW $315.43 -2.9%
246 PM PUT PHILIP MORRIS INTL INC Consumer Defensive 70,000.0 $11.4M 0.09% NEW $162.20 +16.5%
247 FCX CALL FREEPORT-MCMORAN INC Basic Materials 289,000.0 $11.3M 0.09% NEW $39.22 +58.1%
248 IBB ISHARES TR 78,500.0 $11.3M 0.09% NEW $144.37 +16.9%
249 CSCO CALL CISCO SYS INC Technology 165,000.0 $11.3M 0.09% NEW $68.42 +76.0%
250 TGT CALL TARGET CORP Consumer Defensive 125,000.0 $11.2M 0.09% NEW $89.70 +40.0%
251 IAG CALL IAMGOLD CORP Basic Materials 865,000.0 $11.2M 0.09% NEW $12.93 +27.8%
252 PGEN CALL PRECIGEN INC Healthcare 3,397,500.0 $11.2M 0.09% NEW $3.29 +28.9%
253 PFE PUT PFIZER INC Healthcare 437,500.0 $11.1M 0.09% NEW $25.48 +1.6%
254 DKS PUT DICKS SPORTING GOODS INC Consumer Cyclical 50,100.0 $11.1M 0.09% NEW $222.22 +4.1%
255 TPR CALL TAPESTRY INC Consumer Cyclical 98,100.0 $11.1M 0.09% NEW $113.22 +22.3%
256 XHB PUT SPDR SERIES TRUST 100,000.0 $11.1M 0.09% NEW $110.80 -9.7%
257 CALL FLAGSTAR FINANCIAL INC 950,000.0 $11.0M 0.09% NEW $11.55
258 DUK CALL DUKE ENERGY CORP NEW Utilities 88,400.0 $10.9M 0.09% NEW $123.75 +1.6%
259 NICE NICE LTD Technology 75,492.0 $10.9M 0.09% NEW $144.78 -34.8%
260 CALL ZEVRA THERAPEUTICS INC 1,148,800.0 $10.9M 0.09% NEW $9.51
Page 13 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%