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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 16 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 CM CALL CANADIAN IMPERIAL BANK OF CO Financial Services 115,000.0 $9.2M 0.07% NEW $79.89 +44.6%
302 GFI CALL GOLD FIELDS LTD Basic Materials 218,000.0 $9.1M 0.07% NEW $41.96 -5.8%
303 D-WAVE QUANTUM INC 374,558.0 $9.1M 0.07% NEW $24.40
304 BE CALL BLOOM ENERGY CORP Industrials 107,900.0 $9.1M 0.07% NEW $84.57 +257.7%
305 PEG CALL PUBLIC SVC ENTERPRISE GRP IN Utilities 109,100.0 $9.1M 0.07% NEW $83.46 -4.7%
306 CAVA PUT CAVA GROUP INC Consumer Cyclical 150,000.0 $9.1M 0.07% NEW $60.41 +33.1%
307 CBL CBL & ASSOC PPTYS INC Real Estate 294,567.0 $9.0M 0.07% NEW $30.58 +54.4%
308 CALL ASSEMBLY BIOSCIENCES INC 349,800.0 $9.0M 0.07% NEW $25.60
309 W PUT WAYFAIR INC Consumer Cyclical 100,000.0 $8.9M 0.07% NEW $89.33 -24.9%
310 COHR CALL COHERENT CORP Technology 82,800.0 $8.9M 0.07% NEW $107.72 +250.5%
311 FISV PUT FISERV INC Technology 69,100.0 $8.9M 0.07% NEW $128.93 -55.7%
312 VST PUT VISTRA CORP Utilities 45,000.0 $8.8M 0.07% NEW $195.92 -20.2%
313 OKE CALL ONEOK INC NEW Energy 120,100.0 $8.8M 0.07% NEW $72.97 +28.9%
314 MGNI PUT MAGNITE INC Communication Services 400,000.0 $8.7M 0.07% NEW $21.78 -39.4%
315 CIFR PUT CIPHER MINING INC Financial Services 690,000.0 $8.7M 0.07% NEW $12.59 +74.5%
316 OKE PUT ONEOK INC NEW Energy 118,800.0 $8.7M 0.07% NEW $72.97 +28.9%
317 LYV LIVE NATION ENTERTAINMENT IN Communication Services 53,000.0 $8.7M 0.07% NEW $163.40 +1.3%
318 SEAT CALL VIVID SEATS INC Communication Services 521,000.0 $8.7M 0.07% NEW $16.62 -52.0%
319 C PUT CITIGROUP INC Financial Services 85,000.0 $8.6M 0.07% NEW $101.50 +23.2%
320 GEV PUT GE VERNOVA INC Utilities 14,000.0 $8.6M 0.07% NEW $614.90 +68.9%
Page 16 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%