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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 19 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
361 GNW CALL GENWORTH FINL INC Financial Services 839,600.0 $7.5M 0.06% NEW $8.90 +2.9%
362 NBIX PUT NEUROCRINE BIOSCIENCES INC Healthcare 53,000.0 $7.4M 0.06% NEW $140.38 +11.5%
363 BTDR PUT BITDEER TECHNOLOGIES GROUP Technology 430,000.0 $7.3M 0.06% NEW $17.09 -12.4%
364 PMT CALL PENNYMAC MTG INVT TR Real Estate 599,200.0 $7.3M 0.06% NEW $12.26 -16.3%
365 EIX CALL EDISON INTL Utilities 132,600.0 $7.3M 0.06% NEW $55.28 +28.5%
366 CRON PUT CRONOS GROUP INC Healthcare 2,635,000.0 $7.3M 0.06% NEW $2.78 -1.4%
367 NKE CALL NIKE INC Consumer Cyclical 104,300.0 $7.3M 0.06% NEW $69.73 -36.0%
368 WELL CALL WELLTOWER INC Real Estate 40,700.0 $7.3M 0.06% NEW $178.14 +21.7%
369 WELL PUT WELLTOWER INC Real Estate 40,700.0 $7.3M 0.06% NEW $178.14 +21.7%
370 GILD PUT GILEAD SCIENCES INC Healthcare 65,000.0 $7.2M 0.06% NEW $111.00 +21.8%
371 KRE SPDR SERIES TRUST 113,500.0 $7.2M 0.06% NEW $63.30 +10.5%
372 INCY PUT INCYTE CORP Healthcare 84,600.0 $7.2M 0.06% NEW $84.81 +14.5%
373 XLE CALL SELECT SECTOR SPDR TR 80,000.0 $7.1M 0.06% NEW $89.34 -34.2%
374 CEG PUT CONSTELLATION ENERGY CORP Utilities 21,600.0 $7.1M 0.06% NEW $329.07 -6.8%
375 AES PUT AES CORP Utilities 540,000.0 $7.1M 0.06% NEW $13.16 +11.5%
376 KALV CALL KALVISTA PHARMACEUTICALS INC Healthcare 581,600.0 $7.1M 0.06% NEW $12.18 +119.8%
377 STX CALL SEAGATE TECHNOLOGY HLDNGS PL Technology 30,000.0 $7.1M 0.06% NEW $236.06 +258.3%
378 EOSE EOS ENERGY ENTERPRISES INC Industrials 620,720.0 $7.1M 0.06% NEW $11.39 -23.5%
379 SGRY PUT SURGERY PARTNERS INC Healthcare 325,000.0 $7.0M 0.06% NEW $21.64 -38.5%
380 KVUE PUT KENVUE INC Consumer Defensive 433,300.0 $7.0M 0.06% NEW $16.23 +8.3%
Page 19 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%