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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 20 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 PEP CALL PEPSICO INC Consumer Defensive 50,000.0 $7.0M 0.06% NEW $140.44 +4.7%
382 ADSK PUT AUTODESK INC Technology 22,100.0 $7.0M 0.06% NEW $317.67 -25.1%
383 NUVB CALL NUVATION BIO INC Healthcare 1,893,800.0 $7.0M 0.06% NEW $3.70 +28.2%
384 DDOG DATADOG INC Technology 49,000.0 $7.0M 0.05% NEW $142.40 +57.2%
385 PL CALL PLANET LABS PBC Industrials 532,500.0 $6.9M 0.05% NEW $12.98 +290.1%
386 RKT CALL ROCKET COS INC Financial Services 356,500.0 $6.9M 0.05% NEW $19.38 -26.7%
387 APLS APELLIS PHARMACEUTICALS INC Healthcare 305,000.0 $6.9M 0.05% NEW $22.63 +81.3%
388 ALNY CALL ALNYLAM PHARMACEUTICALS INC Healthcare 15,000.0 $6.8M 0.05% NEW $456.00 -35.2%
389 W WAYFAIR INC Consumer Cyclical 76,100.0 $6.8M 0.05% NEW $89.33 -19.8%
390 HOLOGIC INC 99,811.0 $6.7M 0.05% NEW $67.49
391 PG PUT PROCTER AND GAMBLE CO Consumer Defensive 43,700.0 $6.7M 0.05% NEW $153.65 -6.7%
392 RGEN PUT REPLIGEN CORP Healthcare 50,000.0 $6.7M 0.05% NEW $133.67 -13.4%
393 SMCI SUPER MICRO COMPUTER INC Technology 139,200.0 $6.7M 0.05% NEW $47.94 -24.3%
394 KVYO CALL KLAVIYO INC Technology 240,000.0 $6.6M 0.05% NEW $27.69 -47.0%
395 PDD PDD HOLDINGS INC Consumer Cyclical 49,947.0 $6.6M 0.05% NEW $132.17 -26.4%
396 TECH PUT BIO-TECHNE CORP Healthcare 117,500.0 $6.5M 0.05% NEW $55.63 -13.5%
397 ASTRAZENECA PLC 84,900.0 $6.5M 0.05% NEW $76.72
398 HAL PUT HALLIBURTON CO Energy 264,100.0 $6.5M 0.05% NEW $24.60 +68.2%
399 EME PUT EMCOR GROUP INC Industrials 10,000.0 $6.5M 0.05% NEW $649.54 +33.5%
400 MSTR PUT STRATEGY INC Technology 20,000.0 $6.4M 0.05% NEW $322.21 -48.7%
Page 20 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%