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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 3 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 GOOG ALPHABET INC Communication Services 218,797.0 $53.3M 0.42% NEW $243.55 +55.8%
42 CZR PUT CAESARS ENTERTAINMENT INC NE Consumer Cyclical 1,924,600.0 $52.0M 0.41% NEW $27.02 +5.3%
43 LULU PUT LULULEMON ATHLETICA INC Consumer Cyclical 290,000.0 $51.6M 0.40% NEW $177.93 -28.5%
44 ARKK PUT ARK ETF TR 595,000.0 $51.3M 0.40% NEW $86.30 -11.5%
45 SATS CALL ECHOSTAR CORP Technology 670,200.0 $51.2M 0.40% NEW $76.36 +62.7%
46 ABBV CALL ABBVIE INC Healthcare 211,100.0 $48.9M 0.38% NEW $231.54 -6.8%
47 W CALL WAYFAIR INC Consumer Cyclical 540,000.0 $48.2M 0.38% NEW $89.33 -24.9%
48 GD PUT GENERAL DYNAMICS CORP Industrials 138,200.0 $47.1M 0.37% NEW $341.00 +0.6%
49 INSM PUT INSMED INC Healthcare 326,000.0 $46.9M 0.37% NEW $144.01 -26.2%
50 BSX PUT BOSTON SCIENTIFIC CORP Healthcare 478,700.0 $46.7M 0.36% NEW $97.63 -40.8%
51 ABBV PUT ABBVIE INC Healthcare 198,000.0 $45.8M 0.36% NEW $231.54 -6.8%
52 DD CALL DUPONT DE NEMOURS INC Basic Materials 575,000.0 $44.8M 0.35% NEW $77.90 -38.2%
53 BXP PUT BXP INC Real Estate 594,200.0 $44.2M 0.34% NEW $74.34 -18.9%
54 IREN CALL IREN LIMITED Financial Services 934,800.0 $43.9M 0.34% NEW $46.93 +21.1%
55 ET CALL ENERGY TRANSFER L P Energy 2,485,300.0 $42.6M 0.33% NEW $17.16 +17.0%
56 EOSE CALL EOS ENERGY ENTERPRISES INC Industrials 3,680,500.0 $41.9M 0.33% NEW $11.39 -29.2%
57 CORE SCIENTIFIC INC NEW 3,481,150.0 $40.5M 0.32% NEW $11.63
58 CORZ PUT CORE SCIENTIFIC INC NEW Technology 2,244,600.0 $40.3M 0.31% NEW $17.94 +40.8%
59 CM PUT CANADIAN IMPERIAL BANK OF CO Financial Services 499,400.0 $39.9M 0.31% NEW $79.89 +44.6%
60 SNOW CALL SNOWFLAKE INC Technology 175,600.0 $39.6M 0.31% NEW $225.55 -23.7%
Page 3 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%