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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 30 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
581 ONDS ONDAS HLDGS INC Technology 520,000.0 $4.0M 0.03% NEW $7.72 +26.6%
582 WBS PUT WEBSTER FINL CORP Financial Services 67,500.0 $4.0M 0.03% NEW $59.44 +20.8%
583 ASTS PUT AST SPACEMOBILE INC Technology 81,600.0 $4.0M 0.03% NEW $49.08 +143.9%
584 PCT CALL PURECYCLE TECHNOLOGIES INC Industrials 304,000.0 $4.0M 0.03% NEW $13.15 -6.7%
585 ING ING GROEP N.V. Financial Services 153,257.0 $4.0M 0.03% NEW $26.08 +20.1%
586 CELC PUT CELCUITY INC Healthcare 80,000.0 $4.0M 0.03% NEW $49.40 +171.8%
587 CBRE PUT CBRE GROUP INC Real Estate 25,000.0 $3.9M 0.03% NEW $157.56 -17.6%
588 PUT HUT 8 CORP 112,500.0 $3.9M 0.03% NEW $34.81
589 CALL INDIVIOR PLC 162,300.0 $3.9M 0.03% NEW $24.11
590 APLD APPLIED DIGITAL CORP Technology 170,300.0 $3.9M 0.03% NEW $22.94 +96.8%
591 UUUU ENERGY FUELS INC Energy 252,200.0 $3.9M 0.03% NEW $15.35 +19.9%
592 RGEN REPLIGEN CORP Healthcare 28,894.0 $3.9M 0.03% NEW $133.67 -13.8%
593 CART PUT MAPLEBEAR INC Consumer Cyclical 105,000.0 $3.9M 0.03% NEW $36.76 +10.3%
594 ACAD PUT ACADIA PHARMACEUTICALS INC Healthcare 176,300.0 $3.8M 0.03% NEW $21.34 -0.4%
595 ACMR CALL ACM RESH INC Technology 95,100.0 $3.7M 0.03% NEW $39.13 +121.0%
596 VERX CALL VERTEX INC Technology 150,000.0 $3.7M 0.03% NEW $24.79 -47.3%
597 PGEN PUT PRECIGEN INC Healthcare 1,130,000.0 $3.7M 0.03% NEW $3.29 +28.9%
598 DELL DELL TECHNOLOGIES INC Technology 26,100.0 $3.7M 0.03% NEW $141.77 +115.2%
599 PTCT CALL PTC THERAPEUTICS INC Healthcare 60,000.0 $3.7M 0.03% NEW $61.37 +10.2%
600 PTCT PUT PTC THERAPEUTICS INC Healthcare 60,000.0 $3.7M 0.03% NEW $61.37 +10.2%
Page 30 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%