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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 32 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 BAC CALL BANK AMERICA CORP Financial Services 67,500.0 $3.5M 0.03% NEW $51.59 +1.2%
622 Z ZILLOW GROUP INC Communication Services 45,163.0 $3.5M 0.03% NEW $77.05 -52.8%
623 FSLY FASTLY INC Technology 406,551.0 $3.5M 0.03% NEW $8.55 +105.8%
624 NTLA CALL INTELLIA THERAPEUTICS INC Healthcare 199,800.0 $3.5M 0.03% NEW $17.27 -27.0%
625 OTIS PUT OTIS WORLDWIDE CORP Industrials 37,500.0 $3.4M 0.03% NEW $91.43 -20.5%
626 CMTG CALL CLAROS MTG TR INC Real Estate 1,031,500.0 $3.4M 0.03% NEW $3.32 -33.1%
627 MUX PUT MCEWEN INC. Basic Materials 200,000.0 $3.4M 0.03% NEW $17.10 +28.8%
628 CALL COMSTOCK INC 1,000,000.0 $3.4M 0.03% NEW $3.42
629 BCH BANCO DE CHILE Financial Services 112,172.0 $3.4M 0.03% NEW $30.30 +26.4%
630 NEE PUT NEXTERA ENERGY INC Utilities 45,000.0 $3.4M 0.03% NEW $75.49 +16.1%
631 BP BP PLC Energy 98,400.0 $3.4M 0.03% NEW $34.46 +23.8%
632 OWL CALL BLUE OWL CAPITAL INC Financial Services 200,000.0 $3.4M 0.03% NEW $16.93 -40.3%
633 CALL SOLENO THERAPEUTICS INC 50,000.0 $3.4M 0.03% NEW $67.60
634 KNX PUT KNIGHT-SWIFT TRANSN HLDGS IN Industrials 85,000.0 $3.4M 0.03% NEW $39.51 +84.6%
635 DOV CALL DOVER CORP Industrials 20,000.0 $3.3M 0.03% NEW $166.83 +29.1%
636 GILD CALL GILEAD SCIENCES INC Healthcare 30,000.0 $3.3M 0.03% NEW $111.00 +20.5%
637 CAPR CALL CAPRICOR THERAPEUTICS INC Healthcare 458,600.0 $3.3M 0.03% NEW $7.21 +307.2%
638 SRPT PUT SAREPTA THERAPEUTICS INC Healthcare 171,500.0 $3.3M 0.03% NEW $19.27 -13.5%
639 CALL INGERSOLL RAND INC 40,000.0 $3.3M 0.03% NEW $82.62
640 PUT INGERSOLL RAND INC 40,000.0 $3.3M 0.03% NEW $82.62
Page 32 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%