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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 51 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1001 WVE CALL WAVE LIFE SCIENCES LTD Healthcare 184,400.0 $1.3M 0.01% NEW $7.32 -12.8%
1002 CPRT CALL COPART INC Industrials 30,000.0 $1.3M 0.01% NEW $44.97 -26.1%
1003 CPRT PUT COPART INC Industrials 30,000.0 $1.3M 0.01% NEW $44.97 -26.1%
1004 AXS CALL AXIS CAP HLDGS LTD Financial Services 14,000.0 $1.3M 0.01% NEW $95.80 +3.3%
1005 ACI ALBERTSONS COS INC Consumer Defensive 76,500.0 $1.3M 0.01% NEW $17.51 -10.2%
1006 OMER PUT OMEROS CORP Healthcare 325,000.0 $1.3M 0.01% NEW $4.10 +184.1%
1007 GEO PUT GEO GROUP INC NEW Industrials 65,000.0 $1.3M 0.01% NEW $20.49 +10.7%
1008 MRVL MARVELL TECHNOLOGY INC Technology 15,800.0 $1.3M 0.01% NEW $84.07 +147.7%
1009 HE HAWAIIAN ELEC INDUSTRIES Utilities 120,000.0 $1.3M 0.01% NEW $11.04 +23.6%
1010 BITFARMS LTD 469,782.0 $1.3M 0.01% NEW $2.82
1011 ZETA ZETA GLOBAL HOLDINGS CORP Technology 66,668.0 $1.3M 0.01% NEW $19.87 -5.4%
1012 DNLI CALL DENALI THERAPEUTICS INC Healthcare 91,200.0 $1.3M 0.01% NEW $14.52 +33.5%
1013 DNN CALL DENISON MINES CORP Energy 481,400.0 $1.3M 0.01% NEW $2.75 +21.8%
1014 CALL UPSTREAM BIO INC 70,000.0 $1.3M 0.01% NEW $18.81
1015 OFIX PUT ORTHOFIX MED INC Healthcare 89,900.0 $1.3M 0.01% NEW $14.64 -33.3%
1016 MBX CALL MBX BIOSCIENCES INC Healthcare 75,000.0 $1.3M 0.01% NEW $17.50 +81.4%
1017 B CALL BARRICK MNG CORP Basic Materials 40,000.0 $1.3M 0.01% NEW $32.77 +28.5%
1018 AESI PUT ATLAS ENERGY SOLUTIONS INC Energy 115,000.0 $1.3M 0.01% NEW $11.37 +70.0%
1019 MSGE PUT SPHERE ENTERTAINMENT CO Communication Services 20,800.0 $1.3M 0.01% NEW $62.12 +13.6%
1020 NVCR CALL NOVOCURE LTD Healthcare 100,000.0 $1.3M 0.01% NEW $12.92 +41.3%
Page 51 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%