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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 65 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1281 TEM TEMPUS AI INC Healthcare 6,800.0 $549K 0.00% NEW $80.71 -42.2%
1282 HLF HERBALIFE LTD Consumer Defensive 65,000.0 $549K 0.00% NEW $8.44 +43.7%
1283 GSAT PUT GLOBALSTAR INC Communication Services 15,000.0 $546K 0.00% NEW $36.39 +129.7%
1284 REI PUT RING ENERGY INC Energy 500,000.0 $545K 0.00% NEW $1.09 +21.1%
1285 BRSP PUT BRIGHTSPIRE CAPITAL INC Real Estate 100,000.0 $543K 0.00% NEW $5.43 +4.6%
1286 CMPX COMPASS THERAPEUTICS INC Healthcare 154,170.0 $540K 0.00% NEW $3.50 -37.1%
1287 WT CALL WISDOMTREE INC Financial Services 38,500.0 $535K 0.00% NEW $13.90 +38.4%
1288 AVXL CALL ANAVEX LIFE SCIENCES CORP Healthcare 60,000.0 $534K 0.00% NEW $8.90 -69.6%
1289 IDYA IDEAYA BIOSCIENCES INC Healthcare 19,500.0 $531K 0.00% NEW $27.21 +7.9%
1290 TSAT PUT TELESAT CORP Technology 20,000.0 $530K 0.00% NEW $26.50 +118.1%
1291 AVIDITY BIOSCIENCES INC 12,138.0 $529K 0.00% NEW $43.57
1292 ACI CALL ALBERTSONS COS INC Consumer Defensive 30,000.0 $525K 0.00% NEW $17.51 -10.2%
1293 INHIBRX BIOSCIENCES INC 15,513.0 $522K 0.00% NEW $33.68
1294 SBLK PUT STAR BULK CARRIERS CORP. Industrials 28,000.0 $521K 0.00% NEW $18.59 +48.2%
1295 VTS VITESSE ENERGY INC Energy 22,000.0 $511K 0.00% NEW $23.23 -25.1%
1296 PFE CALL PFIZER INC Healthcare 20,000.0 $510K 0.00% NEW $25.48 +1.5%
1297 AR CALL ANTERO RESOURCES CORP Energy 15,000.0 $503K 0.00% NEW $33.56 +6.7%
1298 CALL DISC MEDICINE INC 7,600.0 $502K 0.00% NEW $66.08
1299 SMTC SEMTECH CORP Technology 7,000.0 $500K 0.00% NEW $71.45 +130.2%
1300 WY WEYERHAEUSER CO MTN BE Real Estate 20,100.0 $498K 0.00% NEW $24.79 -3.9%
Page 65 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%