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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 66 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1301 MUX MCEWEN INC. Basic Materials 29,114.0 $498K 0.00% NEW $17.10 +28.8%
1302 GPRE GREEN PLAINS INC Basic Materials 56,597.0 $497K 0.00% NEW $8.79 +80.1%
1303 MLYS MINERALYS THERAPEUTICS INC Healthcare 13,000.0 $493K 0.00% NEW $37.92 -20.9%
1304 PUT IMMUNITYBIO INC 200,000.0 $492K 0.00% NEW $2.46
1305 FAST FASTENAL CO Industrials 10,000.0 $490K 0.00% NEW $49.04 -9.4%
1306 ALT ALTIMMUNE INC Healthcare 130,000.0 $490K 0.00% NEW $3.77 -22.3%
1307 SNAP SNAP INC Communication Services 63,200.0 $487K 0.00% NEW $7.71 -25.5%
1308 IP INTERNATIONAL PAPER CO Consumer Cyclical 10,500.0 $487K 0.00% NEW $46.40 -31.2%
1309 CYTK PUT CYTOKINETICS INC Healthcare 8,800.0 $484K 0.00% NEW $54.96 +38.8%
1310 PLCE CALL CHILDRENS PL INC NEW Consumer Cyclical 77,500.0 $481K 0.00% NEW $6.21 -44.6%
1311 CALL GREAT LAKES DREDGE & DOCK CO 40,000.0 $480K 0.00% NEW $11.99
1312 OPK CALL OPKO HEALTH INC Healthcare 306,800.0 $476K 0.00% NEW $1.55 -16.8%
1313 WYFI CALL WHITEFIBER INC Technology 17,500.0 $475K 0.00% NEW $27.17 +15.6%
1314 VNET CALL VNET GROUP INC Technology 46,000.0 $475K 0.00% NEW $10.33 -4.0%
1315 FOA PUT FINANCE OF AMERICA COMPAN Financial Services 21,000.0 $471K 0.00% NEW $22.43 -11.8%
1316 AUPH CALL AURINIA PHARMACEUTICALS INC Healthcare 42,500.0 $470K 0.00% NEW $11.05 +37.5%
1317 AUPH PUT AURINIA PHARMACEUTICALS INC Healthcare 42,500.0 $470K 0.00% NEW $11.05 +37.5%
1318 CENCORA INC 1,500.0 $469K 0.00% NEW $312.53
1319 PLUG CALL PLUG POWER INC Industrials 200,000.0 $466K 0.00% NEW $2.33 +64.8%
1320 PODD INSULET CORP Healthcare 1,500.0 $463K 0.00% NEW $308.73 -50.2%
Page 66 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%