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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 77 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1521 IMMUNITYBIO INC 46,300.0 $114K 0.00% NEW $2.46
1522 OFIX ORTHOFIX MED INC Healthcare 7,778.0 $114K 0.00% NEW $14.64 -26.6%
1523 HPP HUDSON PAC PPTYS INC Real Estate 40,203.0 $111K 0.00% NEW $2.76 +306.9%
1524 VNDA VANDA PHARMACEUTICALS INC Healthcare 22,067.0 $110K 0.00% NEW $4.99 +24.0%
1525 JCI JOHNSON CTLS INTL PLC Industrials 1,000.0 $110K 0.00% NEW $109.95 +25.8%
1526 SNOW SNOWFLAKE INC Technology 486.0 $110K 0.00% NEW $225.55 -23.7%
1527 GREAT LAKES DREDGE & DOCK CO 8,931.0 $107K 0.00% NEW $11.99
1528 DNLI DENALI THERAPEUTICS INC Healthcare 7,366.0 $107K 0.00% NEW $14.52 +28.4%
1529 CALL LUMINAR TECHNOLOGIES INC 55,000.0 $105K 0.00% NEW $1.91
1530 MAZE MAZE THERAPEUTICS INC Healthcare 4,000.0 $104K 0.00% NEW $25.93 -0.6%
1531 MAMA MAMAS CREATIONS INC Consumer Defensive 9,765.0 $103K 0.00% NEW $10.51 +40.9%
1532 BHC BAUSCH HEALTH COS INC Healthcare 15,675.0 $101K 0.00% NEW $6.45 -15.2%
1533 WTI W & T OFFSHORE INC Energy 55,393.0 $101K 0.00% NEW $1.82 +143.4%
1534 RWT REDWOOD TRUST INC Real Estate 17,325.0 $100K 0.00% NEW $5.79 -8.8%
1535 AAOI APPLIED OPTOELECTRONICS INC Technology 3,700.0 $96K 0.00% NEW $25.93 +599.9%
1536 TMC THE METALS COMPANY INC 91,261.0 $96K 0.00% NEW $1.05
1537 MANU MANCHESTER UTD PLC NEW Communication Services 6,174.0 $93K 0.00% NEW $15.14 +32.1%
1538 PTEN PATTERSON-UTI ENERGY INC Energy 17,500.0 $91K 0.00% NEW $5.18 +137.6%
1539 B BARRICK MNG CORP Basic Materials 2,709.0 $89K 0.00% NEW $32.77 +24.1%
1540 PUT SOHO HOUSE & CO INC 10,000.0 $88K 0.00% NEW $8.85
Page 77 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%