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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 68 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1341 GGAL PUT GRUPO FINANCIERO GALICIA S.A Financial Services 15,000.0 $413K 0.00% NEW $27.56 +66.6%
1342 VAL VALARIS LTD Energy 8,300.0 $405K 0.00% NEW $48.77 +97.5%
1343 FTDR FRONTDOOR INC Consumer Cyclical 6,000.0 $404K 0.00% NEW $67.29 -7.3%
1344 JOBY CALL JOBY AVIATION INC Industrials 25,000.0 $404K 0.00% NEW $16.14 -28.6%
1345 DOLE DOLE PLC Consumer Defensive 30,000.0 $403K 0.00% NEW $13.44 +6.8%
1346 ABT ABBOTT LABS Healthcare 3,000.0 $402K 0.00% NEW $133.94 -35.3%
1347 OSG PUT AMBAC FINL GROUP INC Financial Services 48,000.0 $400K 0.00% NEW $8.34 -33.6%
1348 APOS CALL APOLLO GLOBAL MGMT INC Financial Services 3,000.0 $400K 0.00% NEW $133.27 -80.3%
1349 LFST CALL LIFESTANCE HEALTH GROUP INC Healthcare 72,500.0 $399K 0.00% NEW $5.50 +37.6%
1350 MEOH METHANEX CORP Basic Materials 10,018.0 $398K 0.00% NEW $39.76 +51.3%
1351 BTG B2GOLD CORP Basic Materials 80,000.0 $396K 0.00% NEW $4.95 -5.1%
1352 FIZZ NATIONAL BEVERAGE CORP Consumer Defensive 10,720.0 $396K 0.00% NEW $36.92 -3.5%
1353 SEAT VIVID SEATS INC Communication Services 23,795.0 $395K 0.00% NEW $16.62 -50.3%
1354 FOLD CALL AMICUS THERAPEUTICS INC Healthcare 50,000.0 $394K 0.00% NEW $7.88 +83.9%
1355 FOLD PUT AMICUS THERAPEUTICS INC Healthcare 50,000.0 $394K 0.00% NEW $7.88 +83.9%
1356 MREO MEREO BIOPHARMA GROUP PLC Healthcare 189,914.0 $391K 0.00% NEW $2.06 -83.8%
1357 CALL PLYMOUTH INDL REIT INC 17,500.0 $391K 0.00% NEW $22.33
1358 J JACOBS SOLUTIONS INC Industrials 2,600.0 $390K 0.00% NEW $149.86 -22.7%
1359 OSCR PUT OSCAR HEALTH INC Healthcare 20,500.0 $388K 0.00% NEW $18.93 +15.6%
1360 MRK MERCK & CO INC Healthcare 4,601.0 $386K 0.00% NEW $83.93 +42.7%
Page 68 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%