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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 71 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1401 HAFN PUT HAFNIA LTD Industrials 52,000.0 $311K 0.00% NEW $5.99 +40.3%
1402 CLNE CLEAN ENERGY FUELS CORP Energy 120,704.0 $311K 0.00% NEW $2.58 -19.8%
1403 WILLOW LANE ACQUISITION CORP 111,000.0 $311K 0.00% NEW $2.80
1404 PRKS UNITED PARKS & RESORTS INC Consumer Cyclical 6,000.0 $310K 0.00% NEW $51.70 -28.4%
1405 CRNT CERAGON NETWORKS LTD Technology 132,383.0 $308K 0.00% NEW $2.33 +15.9%
1406 CHGG CALL CHEGG INC Consumer Defensive 200,000.0 $302K 0.00% NEW $1.51 +0.0%
1407 SPRY ARS PHARMACEUTICALS INC Healthcare 29,812.0 $300K 0.00% NEW $10.05 -21.1%
1408 BLAIZE HLDGS INC 478,991.0 $298K 0.00% NEW $0.62
1409 RGNX CALL REGENXBIO INC Healthcare 30,000.0 $290K 0.00% NEW $9.65 -36.0%
1410 RGNX PUT REGENXBIO INC Healthcare 30,000.0 $290K 0.00% NEW $9.65 -36.0%
1411 JELD JELD-WEN HLDG INC Industrials 58,164.0 $286K 0.00% NEW $4.91 -63.4%
1412 BRZE CALL BRAZE INC Technology 10,000.0 $284K 0.00% NEW $28.44 -11.2%
1413 BRZE PUT BRAZE INC Technology 10,000.0 $284K 0.00% NEW $28.44 -11.2%
1414 INVZ CALL INNOVIZ TECHNOLOGIES LTD Consumer Cyclical 139,300.0 $284K 0.00% NEW $2.04 -63.1%
1415 DAKT DAKTRONICS INC Technology 13,500.0 $282K 0.00% NEW $20.92 -1.3%
1416 RSKD RISKIFIED LTD Technology 59,940.0 $281K 0.00% NEW $4.68 +2.1%
1417 AQST CALL AQUESTIVE THERAPEUTICS INC Healthcare 50,000.0 $280K 0.00% NEW $5.59 -26.6%
1418 MBI MBIA INC Financial Services 37,500.0 $279K 0.00% NEW $7.45 -16.8%
1419 CRON CALL CRONOS GROUP INC Healthcare 100,000.0 $278K 0.00% NEW $2.78 -1.1%
1420 ANET ARISTA NETWORKS INC Technology 1,900.0 $277K 0.00% NEW $145.71 +6.3%
Page 71 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%