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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 72 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1421 HPP PUT HUDSON PAC PPTYS INC Real Estate 100,000.0 $276K 0.00% NEW $2.76 +306.9%
1422 AGNC AGNC INVT CORP Real Estate 28,000.0 $274K 0.00% NEW $9.79 +4.3%
1423 CALL WW INTL INC 10,000.0 $274K 0.00% NEW $27.36
1424 EVH PUT EVOLENT HEALTH INC Healthcare 32,000.0 $271K 0.00% NEW $8.46 -53.3%
1425 AUR PUT AURORA INNOVATION INC Technology 50,000.0 $270K 0.00% NEW $5.39 +31.2%
1426 INSEEGO CORP 17,905.0 $268K 0.00% NEW $14.97
1427 APPN APPIAN CORP Technology 8,697.0 $266K 0.00% NEW $30.57 -30.1%
1428 APYX APYX MEDICAL CORPORATION Healthcare 123,932.0 $265K 0.00% NEW $2.14 +93.0%
1429 TSAT CALL TELESAT CORP Technology 10,000.0 $265K 0.00% NEW $26.50 +101.9%
1430 IMNM CALL IMMUNOME INC Healthcare 22,500.0 $263K 0.00% NEW $11.71 +85.0%
1431 CMG CHIPOTLE MEXICAN GRILL INC Consumer Cyclical 6,700.0 $263K 0.00% NEW $39.19 -16.1%
1432 SABR SABRE CORP Consumer Cyclical 143,142.0 $262K 0.00% NEW $1.83 -16.4%
1433 OTEX OPEN TEXT CORP Technology 7,000.0 $262K 0.00% NEW $37.38 -37.2%
1434 PLAY DAVE & BUSTERS ENTMT INC Communication Services 14,153.0 $257K 0.00% NEW $18.16 -35.3%
1435 OPPFI INC 113,903.0 $256K 0.00% NEW $2.25
1436 UPWK UPWORK INC Industrials 13,700.0 $254K 0.00% NEW $18.57 -52.6%
1437 NIOCORP DEVS LTD 136,096.0 $250K 0.00% NEW $1.84
1438 WAY WAYSTAR HLDG CORP Technology 6,500.0 $246K 0.00% NEW $37.92 -48.4%
1439 NXE NEXGEN ENERGY LTD Energy 27,256.0 $244K 0.00% NEW $8.95 +19.1%
1440 EYPT EYEPOINT PHARMACEUTICALS INC Healthcare 17,000.0 $242K 0.00% NEW $14.24 -9.2%
Page 72 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%