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Portfolio (Quarterly) Guide ↗

AUA CAPITAL MANAGEMENT, LLC

· CIK 0001706915
13F Portfolio $216M AUM 84 positions Filed Jul 29, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 8 New 8 Added 14 Reduced 4 Exited
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 SPY STATE STR SPDR S&P 500 ETF T Financial Services 83,848.0 $62.6M 29.02% -795.0 -0.9% $746.77 +2.0%
2 XLK SELECT SECTOR SPDR TR 29,884.0 $5.7M 2.64% -250.0 -0.8% $190.52 -3.6%
3 SHM SPDR SERIES TRUST 100,483.0 $4.8M 2.23% -1K -1.1% $47.97 -0.9%
4 IJH ISHARES TR 54,876.0 $4.2M 1.96% -294.0 -0.5% $77.11 -3.3%
5 SHY ISHARES TR 51,415.0 $4.2M 1.96% -2K -3.2% $82.11 -0.6%
6 BSV VANGUARD BD INDEX FDS 32,079.0 $2.5M 1.16% -682.0 -2.1% $77.91 -1.0%
7 VCSH VANGUARD SCOTTSDALE FDS 28,154.0 $2.2M 1.03% -161.0 -0.6% $79.03 -1.2%
8 IYH ISHARES TR 29,093.0 $1.9M 0.90% -486.0 -1.6% $67.01 +8.0%
9 VIG VANGUARD SPECIALIZED FUNDS 6,504.0 $1.5M 0.71% -70.0 -1.1% $236.65 +1.9%
10 BND VANGUARD BD INDEX FDS 11,656.0 $856K 0.40% -161.0 -1.4% $73.41 -2.2%
11 VCIT VANGUARD SCOTTSDALE FDS 7,739.0 $640K 0.30% -3K -28.5% $82.65 -2.7%
12 VLO VALERO ENERGY CORP Energy 2,053.0 $535K 0.25% -141.0 -6.4% $260.44 +39.0%
13 HYG ISHARES TR 5,266.0 $421K 0.20% -681.0 -11.4% $79.97 -1.1%
14 ARCC ARES CAPITAL CORP Financial Services 15,990.0 $296K 0.14% -12K -42.0% $18.53 +7.4%

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 60.5%
Technology 12.8%
Consumer Cyclical 8.1%
Consumer Defensive 7.7%
Communication Services 4.3%
Industrials 2.9%
Healthcare 2.0%
Energy 1.4%
Basic Materials 0.3%